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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLR icon
526
First Solar
FSLR
$26.9B
$2K ﹤0.01%
+30
New +$2.03K
GNRC icon
527
Generac Holdings
GNRC
$12.5B
$2K ﹤0.01%
50
– –
HL icon
528
Hecla Mining
HL
$11.3B
$2K ﹤0.01%
728
-1,000
-58% -$3.13K
LNC icon
529
Lincoln National
LNC
$8.81B
$2K ﹤0.01%
45
– –
NWSA icon
530
News Corp Class A
NWSA
$15.4B
$2K ﹤0.01%
102
– –
PZG icon
531
Paramount Gold Nevada
PZG
$124M
$2K ﹤0.01%
2,000
– –
RSPH icon
532
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
150
– –
SITC icon
533
SITE Centers
SITC
$165M
$2K ﹤0.01%
94
– –
SVM
534
Silvercorp Metals
SVM
$2.53B
$2K ﹤0.01%
1,000
– –
TBT icon
535
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$2K ﹤0.01%
37
– –
TEF
536
DELISTED
Telefonica
TEF
$2K ﹤0.01%
192
– –
TM icon
537
Toyota
TM
$225B
$2K ﹤0.01%
14
– –
TTWO icon
538
Take-Two Interactive
TTWO
$46.1B
$2K ﹤0.01%
100
– –
WGO icon
539
Winnebago Industries
WGO
$909M
$2K ﹤0.01%
+100
New +$2.45K
WM icon
540
Waste Management
WM
$91B
$2K ﹤0.01%
50
-50
-50% -$2.29K
GAP
541
The Gap Inc
GAP
$7.37B
$2K ﹤0.01%
46
– –
THMO
542
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
BFX
543
DELISTED
BowFlex Inc.
BFX
$2K ﹤0.01%
133
– –
ROYT
544
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$2K ﹤0.01%
150
– –
CRZO
545
DELISTED
Carrizo Oil & Gas Inc
CRZO
$2K ﹤0.01%
43
– –
ZF
546
DELISTED
Virtus Total Return Fund Inc.
ZF
$2K ﹤0.01%
102
– –
NFX
547
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
64
– –
P
548
DELISTED
Pandora Media Inc
P
$2K ﹤0.01%
100
– –
ARIA
549
DELISTED
Ariad Pharmaceuticals Inc
ARIA
$2K ﹤0.01%
+300
New +$1.75K
GG
550
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
105
– –
20 21
22
23 24

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.