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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JO
526
DELISTED
iPath Bloomberg Coffee Subindex Total Return ETN due June 24, 2038
JO
$3K ﹤0.01%
+100
New +$3.67K
TIME
527
DELISTED
Time Inc.
TIME
$3K ﹤0.01%
+124
New +$2.9K
IOC
528
DELISTED
Interoil Corporation
IOC
$3K ﹤0.01%
50
– –
ANV
529
DELISTED
Allied Nevada Gold Corp
ANV
$3K ﹤0.01%
+813
New +$2.82K
TYC
530
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3K ﹤0.01%
59
– –
GG
531
DELISTED
Goldcorp Inc
GG
$3K ﹤0.01%
105
– –
AGG icon
532
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
APD icon
533
Air Products & Chemicals
APD
$66B
$2K ﹤0.01%
15
– –
APOG icon
534
Apogee Enterprises
APOG
$900M
$2K ﹤0.01%
71
– –
BIP icon
535
Brookfield Infrastructure Partners
BIP
$18.2B
$2K ﹤0.01%
+108
New +$1.73K
CHGG icon
536
Chegg
CHGG
$118M
$2K ﹤0.01%
+295
New +$1.8K
COF icon
537
Capital One
COF
$136B
$2K ﹤0.01%
20
– –
CSTE icon
538
Caesarstone
CSTE
$82.3M
$2K ﹤0.01%
35
– –
DDD icon
539
3D Systems Corp
DDD
$599M
$2K ﹤0.01%
+40
New +$2.05K
EGHT icon
540
8x8 Inc
EGHT
$320M
$2K ﹤0.01%
+300
New +$2.63K
FIS icon
541
Fidelity National Information Services
FIS
$22B
$2K ﹤0.01%
42
– –
GNRC icon
542
Generac Holdings
GNRC
$13.1B
$2K ﹤0.01%
+50
New +$2.63K
GOGO icon
543
Gogo Inc
GOGO
$615M
$2K ﹤0.01%
+100
New +$1.72K
ISRG icon
544
Intuitive Surgical
ISRG
$132B
$2K ﹤0.01%
54
– –
ITB icon
545
iShares US Home Construction ETF
ITB
$2.34B
$2K ﹤0.01%
100
– –
JEF icon
546
Jefferies Financial Group
JEF
$13.1B
$2K ﹤0.01%
+67
New +$1.56K
KGC icon
547
Kinross Gold
KGC
$30.5B
$2K ﹤0.01%
600
– –
LNC icon
548
Lincoln National
LNC
$8.91B
$2K ﹤0.01%
45
– –
LNN icon
549
Lindsay Corp
LNN
$1.17B
$2K ﹤0.01%
+25
New +$2.16K
NWSA icon
550
News Corp Class A
NWSA
$15.7B
$2K ﹤0.01%
102
– –
20 21
22
23 24

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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.