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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.43%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$123M
AUM Growth
–
Cap. Flow
+$119M
Cap. Flow %
97.16%
Top 10 Hldgs %
44.79%
Holding
611
New
609
Increased
–
Reduced
–
Closed
–

Top Buys

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$23.6M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$8.67M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.51M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$3.17M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$2.78M

Top Sells

No sells this quarter

Sector Composition

Rank Sector Weight
1 Technology 27.7%
2 Industrials 7.98%
3 Healthcare 5.49%
4 Consumer Discretionary 4.39%
5 Consumer Staples 3.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ISRG icon
526
Intuitive Surgical
ISRG
$134B
$2K ﹤0.01%
+54
New +$2.27K
MDY icon
527
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$2K ﹤0.01%
+10
New +$2.35K
NUGT icon
528
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$2K ﹤0.01%
+2
New +$3.04K
NWSA icon
529
News Corp Class A
NWSA
$15.4B
$2K ﹤0.01%
+102
New +$1.76K
OLED icon
530
Universal Display
OLED
$4.19B
$2K ﹤0.01%
+50
New +$1.67K
SITC icon
531
SITE Centers
SITC
$166M
$2K ﹤0.01%
+94
New +$1.95K
TPR icon
532
Tapestry
TPR
$32.8B
$2K ﹤0.01%
+30
New +$1.62K
TTWO icon
533
Take-Two Interactive
TTWO
$46.2B
$2K ﹤0.01%
+100
New +$1.73K
VHC icon
534
VirnetX Holding Corp
VHC
$63.5M
$2K ﹤0.01%
+5
New +$1.99K
VMC icon
535
Vulcan Materials
VMC
$36.8B
$2K ﹤0.01%
+40
New +$2.21K
VTLE
536
DELISTED
Vital Energy
VTLE
$2K ﹤0.01%
+4
New +$2.35K
GAP
537
The Gap Inc
GAP
$7.36B
$2K ﹤0.01%
+46
New +$1.8K
FLG
538
Flagstar Bank National Association
FLG
$5.83B
$2K ﹤0.01%
+44
New +$2.13K
Y
539
DELISTED
Alleghany Corp
Y
$2K ﹤0.01%
+6
New +$2.39K
MNK
540
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$2K ﹤0.01%
+35
New +$1.67K
PER
541
DELISTED
SANDRIDGE PERMIAN TRUST
PER
$2K ﹤0.01%
+184
New +$2.49K
ROYT
542
DELISTED
PACIFIC COAST OIL TRUST
ROYT
$2K ﹤0.01%
+150
New +$2.15K
NFX
543
DELISTED
Newfield Exploration
NFX
$2K ﹤0.01%
+64
New +$1.79K
SWC
544
DELISTED
Stillwater Mining Co
SWC
$2K ﹤0.01%
+200
New +$2.25K
OVTI
545
DELISTED
OMNIVISION TECHNOLOGIES INC
OVTI
$2K ﹤0.01%
+100
New +$1.52K
LCAV
546
DELISTED
LCA-VISION INC
LCAV
$2K ﹤0.01%
+450
New +$1.59K
GG
547
DELISTED
Goldcorp Inc
GG
$2K ﹤0.01%
+105
New +$2.47K
AMCC
548
DELISTED
Applied Micro Circuits Corporation New
AMCC
$2K ﹤0.01%
+167
New +$2.06K
ACCO icon
549
Acco Brands
ACCO
$404M
$1K ﹤0.01%
+141
New +$897
ALGT icon
550
Allegiant Air
ALGT
$2.57B
$1K ﹤0.01%
+12
New +$1.27K
20 21
22
23 24

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Tradewinds Capital Management's Q4 2013 Portfolio in Review

Q4 2013 is the first quarter with a 13F filing on record for Tradewinds Capital Management, which disclosed 611 positions worth $123M. Its ten largest holdings account for 45% of the portfolio.

Its largest position is Microsoft: 648,626 shares worth $24.3M.

By sector, the portfolio is most concentrated in Technology at 28% of assets, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2013 buy was Microsoft: 648,626 shares worth $24.3M.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $123M portfolio in Q4 2013.
  • Tradewinds Capital Management disclosed 611 positions in Q4 2013, its first 13F filing on record.

Based on Tradewinds Capital Management's 13F filing for Q4 2013, filed 10 Sep 2014.