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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FSLY icon
501
Fastly Inc
FSLY
$3.91B
– –
-100
Closed -$1.92K
GAMR icon
502
Amplify Video Game Tech ETF
GAMR
$40.2M
– –
-16
Closed -$856
GDRX icon
503
GoodRx Holdings
GDRX
$1.25B
– –
-50
Closed -$282
GEO icon
504
The GEO Group
GEO
$4.22B
– –
-1,000
Closed -$8.18K
ICLN icon
505
iShares Global Clean Energy ETF
ICLN
$2.08B
– –
-12
Closed -$176
IJH icon
506
iShares Core S&P Mid-Cap ETF
IJH
$127B
– –
-105
Closed -$5.24K
IJR icon
507
iShares Core S&P Small-Cap ETF
IJR
$112B
– –
-11
Closed -$1.04K
ITA icon
508
iShares US Aerospace & Defense ETF
ITA
$15B
– –
-5
Closed -$530
IVV icon
509
iShares Core S&P 500 ETF
IVV
$904B
– –
-9
Closed -$3.87K
IWS icon
510
iShares Russell Mid-Cap Value ETF
IWS
$15.9B
– –
-38
Closed -$3.96K
LMND icon
511
Lemonade
LMND
$4.09B
– –
-75
Closed -$872
NEWP
512
New Pacific Metals
NEWP
$1.18B
– –
-1,000
Closed -$1.77K
NVCR icon
513
NovoCure
NVCR
$1.96B
– –
-35
Closed -$566
OPEN icon
514
Opendoor
OPEN
$3.38B
– –
-52
Closed -$132
PATH icon
515
UiPath
PATH
$7.76B
– –
-50
Closed -$856
PHO icon
516
Invesco Water Resources ETF
PHO
$2.09B
– –
-2
Closed -$107
RWT
517
Redwood Trust
RWT
$580M
– –
-255
Closed -$1.82K
RXO icon
518
RXO
RXO
$3.58B
– –
-20
Closed -$395
SA
519
Seabridge Gold
SA
$3.33B
– –
-344
Closed -$3.63K
SONO icon
520
Sonos
SONO
$1.86B
– –
-50
Closed -$646
SOUN icon
521
SoundHound AI
SOUN
$3.31B
– –
-240
Closed -$483
SOXX icon
522
iShares Semiconductor ETF
SOXX
$45.8B
– –
-21
Closed -$3.32K
SPLV icon
523
Invesco S&P 500 Low Volatility ETF
SPLV
$7.17B
– –
-5
Closed -$294
TASK icon
524
TaskUs
TASK
$654M
– –
-50
Closed -$519
TWLO icon
525
Twilio
TWLO
$37.8B
– –
-50
Closed -$2.93K
18 19 20
21
22

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AAS
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FGAM
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MCM
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KF
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TCP
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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.