We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDEX
501
DELISTED
Ideanomics, Inc. Common Stock
IDEX
$82 ﹤0.01%
4
– –
BEP icon
502
Brookfield Renewable
BEP
$9.8B
$76 ﹤0.01%
3
– –
SDIG
503
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$72 ﹤0.01%
15
– –
ARKF icon
504
ARK Blockchain & Fintech Innovation ETF
ARKF
$764M
$71 ﹤0.01%
5
– –
FIRY
505
Firy Inc
FIRY
$162M
$61 ﹤0.01%
6
– –
OPEN icon
506
Opendoor
OPEN
$3.42B
$58 ﹤0.01%
52
– –
VMEO
507
DELISTED
Vimeo
VMEO
$41 ﹤0.01%
12
– –
ABEV icon
508
Ambev
ABEV
$45.7B
$27 ﹤0.01%
10
– –
CX icon
509
Cemex
CX
$16.4B
$24 ﹤0.01%
6
– –
DRCT icon
510
Direct Digital Holdings
DRCT
$2.01M
– –
0
– –
RGNX icon
511
Regenxbio
RGNX
$704M
$23 ﹤0.01%
1
– –
ZNB
512
Zeta Network Group
ZNB
$2.65M
– –
0
– –
COCO icon
513
Vita Coco
COCO
$3.68B
$14 ﹤0.01%
+1
New +$12
TTCF
514
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$12 ﹤0.01%
10
– –
KD icon
515
Kyndryl
KD
$2.99B
$11 ﹤0.01%
1
– –
CLOV icon
516
Clover Health Investments
CLOV
$2.46B
$10 ﹤0.01%
11
– –
INO icon
517
Inovio Pharmaceuticals
INO
$71.7M
$9 ﹤0.01%
1
– –
SNAP icon
518
Snap
SNAP
$9.08B
$9 ﹤0.01%
1
– –
DNA icon
519
Ginkgo Bioworks
DNA
$532M
– –
0
– –
SPXL icon
520
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.3B
– –
-100
Closed -$6.45K
GPUS
521
Hyperscale Data Inc
GPUS
$54.6M
– –
0
– –
NEPT
522
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
ALTO icon
523
Alto Ingredients
ALTO
$335M
$0 ﹤0.01%
2,173
– –
BLDP
524
Ballard Power Systems
BLDP
$766M
– –
-250
Closed -$2K
BROS icon
525
Dutch Bros
BROS
$9.01B
– –
-197
Closed -$6K
18 19 20
21
22

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.