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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EXTR icon
501
Extreme Networks
EXTR
$3.15B
$9K ﹤0.01%
+600
New +$7.35K
FENY icon
502
Fidelity MSCI Energy Index ETF
FENY
$1.94B
$9K ﹤0.01%
578
+5
+0.9% +$78
FLGT icon
503
Fulgent Genetics
FLGT
$527M
$9K ﹤0.01%
90
+40
+80% +$3.52K
GLOB icon
504
Globant
GLOB
$1.61B
$9K ﹤0.01%
30
-5
-14% -$1.48K
IP icon
505
International Paper
IP
$22B
$9K ﹤0.01%
200
-11
-5% -$542
IYM icon
506
iShares US Basic Materials ETF
IYM
$1.02B
$9K ﹤0.01%
67
– –
OKTA icon
507
Okta
OKTA
$25.8B
$9K ﹤0.01%
40
– –
PJP icon
508
Invesco Pharmaceuticals ETF
PJP
$498M
$9K ﹤0.01%
107
– –
RCL icon
509
Royal Caribbean
RCL
$85.6B
$9K ﹤0.01%
113
– –
RDFN
510
DELISTED
Redfin
RDFN
$9K ﹤0.01%
232
-1
-0.4% -$45
RMBS icon
511
Rambus
RMBS
$11B
$9K ﹤0.01%
296
– –
TTWO icon
512
Take-Two Interactive
TTWO
$46.1B
$9K ﹤0.01%
50
– –
UPST icon
513
Upstart Holdings
UPST
$3.03B
$9K ﹤0.01%
57
+50
+714% +$12.5K
VTRS icon
514
Viatris
VTRS
$18.9B
$9K ﹤0.01%
656
– –
ARVL
515
DELISTED
Arrival Ordinary Shares
ARVL
$9K ﹤0.01%
25
+19
+317% +$11.2K
TWTR
516
DELISTED
Twitter, Inc.
TWTR
$9K ﹤0.01%
215
+200
+1,333% +$10.4K
ARKQ icon
517
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$8K ﹤0.01%
100
– –
CLX icon
518
Clorox
CLX
$12.7B
$8K ﹤0.01%
46
-119
-72% -$19.8K
CRON
519
Cronos Group
CRON
$1.14B
$8K ﹤0.01%
2,132
-1,500
-41% -$7.5K
CRSP icon
520
CRISPR Therapeutics
CRSP
$5.17B
$8K ﹤0.01%
110
+50
+83% +$4.37K
DGRO icon
521
iShares Core Dividend Growth ETF
DGRO
$43.6B
$8K ﹤0.01%
136
-4
-3% -$213
AGNT
522
AGNT Inc
AGNT
$734M
$8K ﹤0.01%
240
– –
GEO icon
523
The GEO Group
GEO
$4.04B
$8K ﹤0.01%
1,000
– –
GTX icon
524
Garrett Motion
GTX
$5.57B
$8K ﹤0.01%
1,047
– –
IRM icon
525
Iron Mountain
IRM
$36.1B
$8K ﹤0.01%
150
+35
+30% +$1.65K
19 20
21
22 23

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.