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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SNOW icon
501
Snowflake
SNOW
$115B
$8K ﹤0.01%
+25
New +$7.11K
SU icon
502
Suncor Energy
SU
$70.3B
$8K ﹤0.01%
363
– –
TTWO icon
503
Take-Two Interactive
TTWO
$46.1B
$8K ﹤0.01%
50
-25
-33% -$4.05K
WEX icon
504
WEX
WEX
$6.31B
$8K ﹤0.01%
48
– –
XLY icon
505
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$8K ﹤0.01%
88
-1,944
-96% -$177K
BGS icon
506
B&G Foods
BGS
$286M
$7K ﹤0.01%
220
+33
+18% +$990
BWX icon
507
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$7K ﹤0.01%
227
– –
CRSP icon
508
CRISPR Therapeutics
CRSP
$5.17B
$7K ﹤0.01%
60
– –
DGRO icon
509
iShares Core Dividend Growth ETF
DGRO
$43.6B
$7K ﹤0.01%
140
-900
-87% -$46.6K
EVR icon
510
Evercore
EVR
$11.8B
$7K ﹤0.01%
55
– –
ZSTK
511
ZeroStack Corp
ZSTK
$19M
$7K ﹤0.01%
+2
New +$11.7K
GEO icon
512
The GEO Group
GEO
$4.04B
$7K ﹤0.01%
1,000
– –
HXL icon
513
Hexcel
HXL
$7.82B
$7K ﹤0.01%
115
– –
ILMN icon
514
Illumina
ILMN
$28.4B
$7K ﹤0.01%
17
– –
JD icon
515
JD.com
JD
$44.5B
$7K ﹤0.01%
100
– –
OR icon
516
OR Royalties Inc
OR
$6.2B
$7K ﹤0.01%
661
– –
RMBS icon
517
Rambus
RMBS
$11B
$7K ﹤0.01%
296
– –
UNL icon
518
United States 12 Month Natural Gas Fund
UNL
$13.3M
$7K ﹤0.01%
500
-500
-50% -$5.81K
URA icon
519
Global X Uranium ETF
URA
$6.27B
$7K ﹤0.01%
277
-250
-47% -$5.32K
XOS icon
520
Xos
XOS
$37.7M
$7K ﹤0.01%
54
– –
AFRM icon
521
Affirm
AFRM
$25.2B
$6K ﹤0.01%
50
– –
AGCO icon
522
AGCO
AGCO
$7.2B
$6K ﹤0.01%
+50
New +$6.54K
BE icon
523
Bloom Energy
BE
$64.6B
$6K ﹤0.01%
294
– –
DXC icon
524
DXC Technology
DXC
$1.73B
$6K ﹤0.01%
171
– –
EA
525
DELISTED
Electronic Arts
EA
$6K ﹤0.01%
39
– –
19 20
21
22 23

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.