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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LMND icon
501
Lemonade
LMND
$4.05B
$7K ﹤0.01%
75
-16
-18% -$2.07K
PBA icon
502
Pembina Pipeline
PBA
$27.6B
$7K ﹤0.01%
233
– –
RL icon
503
Ralph Lauren
RL
$24B
$7K ﹤0.01%
55
– –
SILJ icon
504
Amplify Junior Silver Miners ETF
SILJ
$3.91B
$7K ﹤0.01%
480
-400
-45% -$6.16K
VOT icon
505
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$7K ﹤0.01%
33
– –
WDC icon
506
Western Digital
WDC
$153B
$7K ﹤0.01%
136
– –
WIX icon
507
WIX.com
WIX
$2.53B
$7K ﹤0.01%
25
– –
AUY
508
DELISTED
Yamana Gold, Inc.
AUY
$7K ﹤0.01%
1,555
+325
+26% +$1.55K
APHA
509
DELISTED
Aphria Inc. Common Shares
APHA
$7K ﹤0.01%
355
– –
ABNB icon
510
Airbnb
ABNB
$109B
$6K ﹤0.01%
+30
New +$5.56K
ADSK icon
511
Autodesk
ADSK
$53.7B
$6K ﹤0.01%
20
– –
BAND
512
Bandwidth Inc
BAND
$1.68B
$6K ﹤0.01%
50
– –
BTG icon
513
B2Gold
BTG
$6.7B
$6K ﹤0.01%
1,426
– –
FIS icon
514
Fidelity National Information Services
FIS
$21.9B
$6K ﹤0.01%
42
– –
GLOB icon
515
Globant
GLOB
$1.64B
$6K ﹤0.01%
30
– –
HFRO
516
Highland Opportunities and Income Fund
HFRO
$407M
$6K ﹤0.01%
578
– –
HXL icon
517
Hexcel
HXL
$7.78B
$6K ﹤0.01%
115
– –
IWM icon
518
iShares Russell 2000 ETF
IWM
$81.5B
$6K ﹤0.01%
28
-52
-65% -$11.4K
KNDI
519
Kandi Technologies Group
KNDI
$63.8M
$6K ﹤0.01%
1,000
– –
MRSH
520
Marsh
MRSH
$91.2B
$6K ﹤0.01%
+53
New +$6.1K
MVIS icon
521
Microvision
MVIS
$95.3M
$6K ﹤0.01%
21
-229
-92% -$43.2K
NET icon
522
Cloudflare
NET
$108B
$6K ﹤0.01%
80
+50
+167% +$3.85K
NOK icon
523
Nokia
NOK
$51.5B
$6K ﹤0.01%
1,501
+1,333
+793% +$5.56K
QDEL icon
524
QuidelOrtho
QDEL
$860M
$6K ﹤0.01%
50
– –
RMBS icon
525
Rambus
RMBS
$10.7B
$6K ﹤0.01%
296
– –
19 20
21
22 23

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Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.