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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
501
VF Corp
VFC
$5.86B
$6K ﹤0.01%
65
– –
WDC icon
502
Western Digital
WDC
$151B
$6K ﹤0.01%
136
– –
WIX icon
503
WIX.com
WIX
$2.61B
$6K ﹤0.01%
25
– –
WYNN icon
504
Wynn Resorts
WYNN
$10.6B
$6K ﹤0.01%
50
– –
PEI
505
DELISTED
Pennsylvania Real Estate Investment Trust
PEI
$6K ﹤0.01%
+418
New +$4.72K
CHCT
506
Community Healthcare Trust
CHCT
$433M
$5K ﹤0.01%
100
– –
DAVA icon
507
Endava
DAVA
$159M
$5K ﹤0.01%
60
+10
+20% +$676
GUSH icon
508
Direxion Daily S&P Oil & Gas Exp. & Prod. Bull 2X ETF
GUSH
$240M
$5K ﹤0.01%
572
-520
-48% -$3.92K
HAS icon
509
Hasbro
HAS
$13.3B
$5K ﹤0.01%
50
– –
HMY icon
510
Harmony Gold Mining
HMY
$12.4B
$5K ﹤0.01%
1,071
– –
MARA icon
511
Marathon Digital Holdings
MARA
$3.69B
$5K ﹤0.01%
+500
New +$2.31K
NIO icon
512
NIO
NIO
$12.1B
$5K ﹤0.01%
+100
New +$3.87K
PCG icon
513
PG&E
PCG
$37.5B
$5K ﹤0.01%
380
– –
RDN icon
514
Radian Group
RDN
$4.87B
$5K ﹤0.01%
235
– –
RMBS icon
515
Rambus
RMBS
$10.4B
$5K ﹤0.01%
296
– –
TCOM icon
516
Trip.com Group
TCOM
$29.7B
$5K ﹤0.01%
150
– –
TD icon
517
Toronto Dominion Bank
TD
$200B
$5K ﹤0.01%
88
– –
U icon
518
Unity
U
$19B
$5K ﹤0.01%
+35
New +$4.25K
UTHR icon
519
United Therapeutics
UTHR
$22.7B
$5K ﹤0.01%
32
– –
VBK icon
520
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$5K ﹤0.01%
18
– –
VEEV icon
521
Veeva Systems
VEEV
$38.1B
$5K ﹤0.01%
19
-20
-51% -$5.6K
WORK
522
DELISTED
Slack Technologies, Inc.
WORK
$5K ﹤0.01%
112
– –
BDX icon
523
Becton Dickinson
BDX
$48.9B
$4K ﹤0.01%
17
– –
BEAM icon
524
Beam Therapeutics
BEAM
$2.82B
$4K ﹤0.01%
+50
New +$2.46K
DXC icon
525
DXC Technology
DXC
$1.74B
$4K ﹤0.01%
171
– –
19 20
21
22 23

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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.