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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.35%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$417M
AUM Growth
+$29.1M
Cap. Flow
+$5.57M
Cap. Flow %
1.34%
Top 10 Hldgs %
58.54%
Holding
732
New
40
Increased
103
Reduced
106
Closed
41

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$18.9M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$18.2M
3
FM
iShares Frontier and Select EM ETF
FM
+$17.1M
4
IAU icon
iShares Gold Trust
IAU
+$16.2M
5
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$12.1M

Top Sells

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$25.1M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$23.7M
3
SCHP icon
Schwab US TIPS ETF
SCHP
+$13.5M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$10.5M
5
MBB icon
iShares MBS ETF
MBB
+$4.2M

Sector Composition

Rank Sector Weight
1 Technology 18.1%
2 Consumer Discretionary 3.69%
3 Industrials 2.55%
4 Consumer Staples 1.66%
5 Healthcare 1.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVR icon
501
Evercore
EVR
$11.5B
$4K ﹤0.01%
55
– –
FCX icon
502
Freeport-McMoran
FCX
$98.7B
$4K ﹤0.01%
233
– –
FENY icon
503
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$4K ﹤0.01%
550
+9
+2% +$84
HAS icon
504
Hasbro
HAS
$13.3B
$4K ﹤0.01%
50
– –
HMC icon
505
Honda
HMC
$41.2B
$4K ﹤0.01%
158
– –
HXL icon
506
Hexcel
HXL
$7.63B
$4K ﹤0.01%
115
– –
INO icon
507
Inovio Pharmaceuticals
INO
$76.1M
$4K ﹤0.01%
28
– –
MDLZ icon
508
Mondelez International
MDLZ
$78.5B
$4K ﹤0.01%
69
– –
MDY icon
509
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$4K ﹤0.01%
11
– –
OXY icon
510
Occidental Petroleum
OXY
$58.6B
$4K ﹤0.01%
+400
New +$5.64K
PCG icon
511
PG&E
PCG
$37.5B
$4K ﹤0.01%
380
– –
RL icon
512
Ralph Lauren
RL
$24.2B
$4K ﹤0.01%
55
– –
RMBS icon
513
Rambus
RMBS
$10.4B
$4K ﹤0.01%
296
– –
ECHO
514
EchoStar
ECHO
$25.9B
$4K ﹤0.01%
160
– –
SKT icon
515
Tanger
SKT
$4.44B
$4K ﹤0.01%
640
– –
TD icon
516
Toronto Dominion Bank
TD
$200B
$4K ﹤0.01%
88
– –
VBK icon
517
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$4K ﹤0.01%
18
– –
WAB icon
518
Wabtec
WAB
$49.7B
$4K ﹤0.01%
61
– –
WDC icon
519
Western Digital
WDC
$151B
$4K ﹤0.01%
136
– –
WYNN icon
520
Wynn Resorts
WYNN
$10.6B
$4K ﹤0.01%
50
– –
XLI icon
521
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$4K ﹤0.01%
50
– –
NVTA
522
DELISTED
Invitae Corporation
NVTA
$4K ﹤0.01%
100
– –
HEP
523
DELISTED
Holly Energy Partners, L.P.
HEP
$4K ﹤0.01%
300
– –
MFT
524
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
AAAU icon
525
Goldman Sachs Physical Gold ETF Shares
AAAU
$2.66B
$3K ﹤0.01%
+133
New +$2.54K
19 20
21
22 23

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Tradewinds Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Tradewinds Capital Management held 732 positions worth $417M, up 7.5% from $388M the previous quarter. Its ten largest holdings account for 59% of the portfolio.

Tradewinds Capital Management's Q3 2020 filing shows 40 new, 103 increased, 106 reduced and 41 closed positions. Its largest new stake was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M. The largest sale was iShares Core US Aggregate Bond ETF, an estimated $25.1M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q3 2020 buy was iShares Frontier and Select EM ETF: 693,210 shares worth $17.7M.
  • Tradewinds Capital Management added most to PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund in Q3 2020, an estimated $18.9M increase.
  • Tradewinds Capital Management's biggest Q3 2020 reduction was iShares Core US Aggregate Bond ETF, cutting an estimated $25.1M.
  • Tradewinds Capital Management fully exited iShares MBS ETF in Q3 2020, selling an estimated $4.2M.
  • Tradewinds Capital Management's ten largest holdings make up 59% of its $417M portfolio in Q3 2020.
  • Tradewinds Capital Management opened 40 new positions and closed 41 in Q3 2020.
  • Tradewinds Capital Management's portfolio value rose 7.5% quarter-over-quarter to $417M.

Based on Tradewinds Capital Management's 13F filing for Q3 2020, filed 26 Oct 2020.