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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTX icon
501
Garrett Motion
GTX
$5.41B
$3K ﹤0.01%
1,057
– –
INO icon
502
Inovio Pharmaceuticals
INO
$76.1M
$3K ﹤0.01%
28
– –
IYE icon
503
iShares US Energy ETF
IYE
$1.78B
$3K ﹤0.01%
200
– –
MBOT icon
504
Microbot Medical
MBOT
$130M
$3K ﹤0.01%
+591
New +$5.18K
MDLZ icon
505
Mondelez International
MDLZ
$78.5B
$3K ﹤0.01%
69
– –
MDY icon
506
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27B
$3K ﹤0.01%
11
+1
+10% +$339
MLPA icon
507
Global X MLP ETF
MLPA
$2.27B
$3K ﹤0.01%
138
– –
MPLX icon
508
MPLX
MPLX
$59.5B
$3K ﹤0.01%
226
+6
+3% +$123
PAA icon
509
Plains All American Pipeline
PAA
$16.4B
$3K ﹤0.01%
+500
New +$6.86K
PCG icon
510
PG&E
PCG
$37.5B
$3K ﹤0.01%
380
– –
PHM icon
511
Pultegroup
PHM
$24.8B
$3K ﹤0.01%
121
-179
-60% -$6.91K
PZZA icon
512
Papa John's
PZZA
$785M
$3K ﹤0.01%
+50
New +$3.01K
RDN icon
513
Radian Group
RDN
$4.87B
$3K ﹤0.01%
235
– –
RMBS icon
514
Rambus
RMBS
$10.4B
$3K ﹤0.01%
296
– –
ROKU icon
515
Roku
ROKU
$22.5B
$3K ﹤0.01%
40
+20
+100% +$2.3K
SJM icon
516
J.M. Smucker
SJM
$12.6B
$3K ﹤0.01%
29
– –
TAK icon
517
Takeda Pharmaceutical
TAK
$56B
$3K ﹤0.01%
190
– –
TWLO icon
518
Twilio
TWLO
$38B
$3K ﹤0.01%
33
-18
-35% -$1.98K
UTHR icon
519
United Therapeutics
UTHR
$22.7B
$3K ﹤0.01%
+32
New +$3.04K
VBK icon
520
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
WAB icon
521
Wabtec
WAB
$49.7B
$3K ﹤0.01%
61
-98
-62% -$6.73K
WTRG icon
522
Essential Utilities
WTRG
$11.3B
$3K ﹤0.01%
67
– –
WYNN icon
523
Wynn Resorts
WYNN
$10.6B
$3K ﹤0.01%
+50
New +$5.6K
XLI icon
524
State Street Industrial Select Sector SPDR ETF
XLI
$34.5B
$3K ﹤0.01%
50
-100
-67% -$7.54K
SILV
525
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$3K ﹤0.01%
670
– –
19 20
21
22 23

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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.