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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TBI
501
Trueblue
TBI
$311M
$3K ﹤0.01%
150
– –
TEVA icon
502
Teva Pharmaceuticals
TEVA
$41.2B
$3K ﹤0.01%
465
– –
UPW icon
503
ProShares Ultra Utilities
UPW
$16.4M
$3K ﹤0.01%
+160
New +$2.55K
VBK icon
504
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
WD icon
505
Walker & Dunlop
WD
$1.53B
$3K ﹤0.01%
47
– –
WDAY icon
506
Workday
WDAY
$44.4B
$3K ﹤0.01%
17
– –
XPP icon
507
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.93M
$3K ﹤0.01%
50
– –
XYL icon
508
Xylem
XYL
$28.1B
$3K ﹤0.01%
32
– –
SILV
509
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$3K ﹤0.01%
670
– –
EVA
510
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
100
– –
BKCC
511
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
500
– –
CS
512
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
260
– –
AUY
513
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
– –
ATHX
514
DELISTED
Athersys, Inc. Common Stock
ATHX
$3K ﹤0.01%
80
– –
PVG
515
DELISTED
PRETIUM RESOURCES INC.
PVG
$3K ﹤0.01%
+250
New +$2.97K
RDS.B
516
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
43
– –
AGN
517
DELISTED
Allergan plc
AGN
$3K ﹤0.01%
20
– –
MFGP
518
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$3K ﹤0.01%
227
– –
ALC icon
519
Alcon
ALC
$35B
$2K ﹤0.01%
33
– –
AMD icon
520
Advanced Micro Devices
AMD
$789B
$2K ﹤0.01%
+69
New +$2.16K
ANET icon
521
Arista Networks
ANET
$238B
$2K ﹤0.01%
160
– –
ASML icon
522
ASML
ASML
$669B
$2K ﹤0.01%
+7
New +$1.58K
BTG icon
523
B2Gold
BTG
$6.64B
$2K ﹤0.01%
700
– –
CDNS icon
524
Cadence Design Systems
CDNS
$93.4B
$2K ﹤0.01%
+27
New +$1.9K
CDW icon
525
CDW
CDW
$17B
$2K ﹤0.01%
+15
New +$1.72K
19 20
21
22 23

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Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.