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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EET icon
501
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
$3K ﹤0.01%
+45
New +$3.21K
EXC icon
502
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
GBX icon
503
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
JCI icon
504
Johnson Controls International
JCI
$92.2B
$3K ﹤0.01%
83
– –
LABU icon
505
Direxion Daily S&P Biotech Bull 3X ETF
LABU
$603M
$3K ﹤0.01%
2
-1
-33% -$1.04K
MDLZ icon
506
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
– –
NTLA icon
507
Intellia Therapeutics
NTLA
$1.67B
$3K ﹤0.01%
152
-112
-42% -$1.67K
NVR icon
508
NVR
NVR
$17B
$3K ﹤0.01%
+1
New +$2.63K
RMBS icon
509
Rambus
RMBS
$11B
$3K ﹤0.01%
296
– –
ROKU icon
510
Roku
ROKU
$22.7B
$3K ﹤0.01%
45
-15
-25% -$802
RXL icon
511
ProShares Ultra Health Care
RXL
$87.2M
$3K ﹤0.01%
108
– –
TD icon
512
Toronto Dominion Bank
TD
$200B
$3K ﹤0.01%
55
– –
VBK icon
513
Vanguard Morningstar Small-Cap Growth ETF
VBK
$24.5B
$3K ﹤0.01%
18
– –
XYL icon
514
Xylem
XYL
$28.1B
$3K ﹤0.01%
32
– –
XYZ
515
Block Inc
XYZ
$47.5B
$3K ﹤0.01%
35
-10
-22% -$725
EVA
516
DELISTED
Enviva Inc.
EVA
$3K ﹤0.01%
100
– –
BKCC
517
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
+500
New +$3.06K
FRGI
518
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$3K ﹤0.01%
200
– –
CS
519
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
260
– –
AUY
520
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
– –
RDS.B
521
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$3K ﹤0.01%
43
– –
APHA
522
DELISTED
Aphria Inc. Common Shares
APHA
$3K ﹤0.01%
355
-137
-28% -$1.2K
AGN
523
DELISTED
Allergan plc
AGN
$3K ﹤0.01%
20
– –
SPN
524
DELISTED
Superior Energy Services, Inc.
SPN
$3K ﹤0.01%
57
– –
ALB icon
525
Albemarle
ALB
$15.5B
$2K ﹤0.01%
+21
New +$1.72K
19 20
21
22 23

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.