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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VOT icon
501
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$4K ﹤0.01%
33
– –
VTV icon
502
Vanguard Morningstar Value ETF
VTV
$191B
$4K ﹤0.01%
+45
New +$4.73K
WDAY icon
503
Workday
WDAY
$44.4B
$4K ﹤0.01%
+27
New +$3.83K
GLUU
504
DELISTED
Glu Mobile Inc.
GLUU
$4K ﹤0.01%
+450
New +$3.2K
CXO
505
DELISTED
CONCHO RESOURCES INC.
CXO
$4K ﹤0.01%
36
– –
MFT
506
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
BBL
507
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$4K ﹤0.01%
87
– –
BNS icon
508
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CHCT
509
Community Healthcare Trust
CHCT
$454M
$3K ﹤0.01%
+100
New +$2.97K
EMB icon
510
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
$3K ﹤0.01%
+30
New +$3.14K
ESRT icon
511
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
221
+1
+0.5% +$16
EXC icon
512
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
HOG icon
513
Harley-Davidson
HOG
$2.71B
$3K ﹤0.01%
100
-525
-84% -$20.6K
IAG icon
514
IAMGOLD
IAG
$10.5B
$3K ﹤0.01%
705
– –
IIM icon
515
Invesco Value Municipal Income Trust
IIM
$598M
$3K ﹤0.01%
259
+4
+2% +$54
IQDF icon
516
FlexShares International Quality Dividend Index Fund
IQDF
$1.17B
$3K ﹤0.01%
+139
New +$3.1K
MDLZ icon
517
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
– –
MDY icon
518
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
MELI icon
519
Mercado Libre
MELI
$92.3B
$3K ﹤0.01%
+10
New +$3.24K
MLPX icon
520
Global X MLP & Energy Infrastructure ETF
MLPX
$3.53B
$3K ﹤0.01%
+79
New +$2.91K
MOAT icon
521
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$3K ﹤0.01%
+73
New +$3.25K
NUGT icon
522
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.23B
$3K ﹤0.01%
36
– –
RSPH icon
523
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$3K ﹤0.01%
160
-1,068,340
-100% -$20.3M
SCHP icon
524
Schwab US TIPS ETF
SCHP
$16.3B
$3K ﹤0.01%
+114
New +$3.03K
SJM icon
525
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
31
-175
-85% -$18.3K
19 20
21
22 23

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.