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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$261M
AUM Growth
+$22.2M
Cap. Flow
+$8.13M
Cap. Flow %
3.12%
Top 10 Hldgs %
62.75%
Holding
726
New
40
Increased
100
Reduced
89
Closed
61

Top Buys

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$19.5M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$13.4M
3
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$13.2M
4
MLPA icon
Global X MLP ETF
MLPA
+$12.4M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.07M

Top Sells

Rank Stock Value
1
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.6M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$12.7M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$9.97M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$4.41M

Sector Composition

Rank Sector Weight
1 Technology 19.68%
2 Industrials 5.45%
3 Consumer Discretionary 4.16%
4 Healthcare 2.77%
5 Financials 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SA
501
Seabridge Gold
SA
$3.35B
$5K ﹤0.01%
+400
New +$4.61K
SBIO icon
502
ALPS Medical Breakthroughs ETF
SBIO
$215M
$5K ﹤0.01%
+135
New +$5.12K
SILJ icon
503
Amplify Junior Silver Miners ETF
SILJ
$3.85B
$5K ﹤0.01%
600
– –
TMUS icon
504
T-Mobile US
TMUS
$190B
$5K ﹤0.01%
75
-20
-21% -$1.28K
TPR icon
505
Tapestry
TPR
$32.8B
$5K ﹤0.01%
93
– –
VOT icon
506
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$5K ﹤0.01%
33
– –
WRB icon
507
W.R. Berkley
WRB
$26.6B
$5K ﹤0.01%
206
– –
FRGI
508
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$5K ﹤0.01%
200
– –
CXO
509
DELISTED
CONCHO RESOURCES INC.
CXO
$5K ﹤0.01%
+36
New +$5.08K
MFGP
510
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$5K ﹤0.01%
226
-6
-3% -$122
BIIB icon
511
Biogen
BIIB
$30.7B
$4K ﹤0.01%
+10
New +$3.44K
CRON
512
Cronos Group
CRON
$1.14B
$4K ﹤0.01%
323
+112
+53% +$951
DVN icon
513
Devon Energy
DVN
$47.3B
$4K ﹤0.01%
100
– –
EMLC icon
514
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.84B
$4K ﹤0.01%
+115
New +$3.84K
ESRT icon
515
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
220
+2
+0.9% +$34
IIM icon
516
Invesco Value Municipal Income Trust
IIM
$598M
$4K ﹤0.01%
255
+3
+1% +$42
MDY icon
517
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$4K ﹤0.01%
10
– –
OTTR icon
518
Otter Tail
OTTR
$3.94B
$4K ﹤0.01%
80
-80
-50% -$3.87K
SBR
519
Sabine Royalty Trust
SBR
$1.05B
$4K ﹤0.01%
100
– –
SPEU icon
520
State Street SPDR Portfolio Europe ETF
SPEU
$745M
$4K ﹤0.01%
111
-1,487
-93% -$50.3K
TBI
521
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
TEL icon
522
TE Connectivity
TEL
$62.6B
$4K ﹤0.01%
50
– –
TQQQ icon
523
ProShares UltraPro QQQ
TQQQ
$37.9B
$4K ﹤0.01%
+400
New +$3.31K
TRN icon
524
Trinity Industries
TRN
$2.38B
$4K ﹤0.01%
139
– –
UA icon
525
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
212
-34
-14% -$656
19 20
21
22 23

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AAS
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FGAM
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MCM
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KF
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Tradewinds Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Tradewinds Capital Management held 726 positions worth $261M, up 9.3% from $239M the previous quarter. Its ten largest holdings account for 63% of the portfolio.

Tradewinds Capital Management deployed $8.13M of net new capital in Q3 2018, opening 40 new positions and adding to 100 existing holdings. Its largest new stake was Global X MLP ETF: 212,625 shares worth $12.2M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, an estimated $13.6M trimmed.

  • Tradewinds Capital Management's largest Q3 2018 buy was Global X MLP ETF: 212,625 shares worth $12.2M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q3 2018, an estimated $19.5M increase.
  • Tradewinds Capital Management's biggest Q3 2018 reduction was Invesco S&P 500 Equal Weight Consumer Discretionary ETF, cutting an estimated $13.6M.
  • Tradewinds Capital Management fully exited Managed Duration Inv Grd Muni Fd in Q3 2018, selling an estimated $368K.
  • Tradewinds Capital Management's ten largest holdings make up 63% of its $261M portfolio in Q3 2018.
  • Tradewinds Capital Management opened 40 new positions and closed 61 in Q3 2018.
  • Tradewinds Capital Management's portfolio value rose 9.3% quarter-over-quarter to $261M.

Based on Tradewinds Capital Management's 13F filing for Q3 2018, filed 31 Oct 2018.