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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBX icon
501
The Greenbrier Companies
GBX
$1.56B
$5K ﹤0.01%
100
– –
GRMN
502
Garmin
GRMN
$59.3B
$5K ﹤0.01%
+80
New +$4.69K
HIO
503
Western Asset High Income Opportunity Fund
HIO
$338M
$5K ﹤0.01%
1,000
– –
KBE icon
504
State Street SPDR S&P Bank ETF
KBE
$1.69B
$5K ﹤0.01%
115
– –
KEYS icon
505
Keysight
KEYS
$58.3B
$5K ﹤0.01%
126
-33
-21% -$1.43K
NTLA icon
506
Intellia Therapeutics
NTLA
$1.58B
$5K ﹤0.01%
249
– –
PCM
507
PCM Fund
PCM
$71M
$5K ﹤0.01%
455
– –
RWT
508
Redwood Trust
RWT
$589M
$5K ﹤0.01%
345
+12
+4% +$186
SHY icon
509
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$5K ﹤0.01%
63
– –
SYK icon
510
Stryker
SYK
$129B
$5K ﹤0.01%
35
– –
TEL icon
511
TE Connectivity
TEL
$62.9B
$5K ﹤0.01%
50
– –
VFC icon
512
VF Corp
VFC
$5.99B
$5K ﹤0.01%
69
– –
NVRO
513
DELISTED
NEVRO CORP.
NVRO
$5K ﹤0.01%
69
– –
CS
514
DELISTED
Credit Suisse Group
CS
$5K ﹤0.01%
260
– –
AUY
515
DELISTED
Yamana Gold, Inc.
AUY
$5K ﹤0.01%
1,530
– –
FCRD
516
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
500
– –
BREW
517
DELISTED
Craft Brew Alliance, Inc.
BREW
$5K ﹤0.01%
240
– –
AGN
518
DELISTED
Allergan plc
AGN
$5K ﹤0.01%
+33
New +$5.92K
WBIA
519
DELISTED
WBI BullBear Rising Income 2000 ETF
WBIA
$5K ﹤0.01%
190
– –
EEP
520
DELISTED
Enbridge Energy Partners
EEP
$5K ﹤0.01%
364
– –
RSPP
521
DELISTED
RSP Permian, Inc.
RSPP
$5K ﹤0.01%
114
– –
SPN
522
DELISTED
Superior Energy Services, Inc.
SPN
$5K ﹤0.01%
57
– –
BNS icon
523
Scotiabank
BNS
$106B
$4K ﹤0.01%
55
– –
CHD icon
524
Church & Dwight Co
CHD
$24.4B
$4K ﹤0.01%
+80
New +$3.75K
DVN icon
525
Devon Energy
DVN
$50.8B
$4K ﹤0.01%
+100
New +$3.78K
19 20
21
22 23

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.