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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBIA
501
DELISTED
WBI BullBear Rising Income 2000 ETF
WBIA
$5K ﹤0.01%
+190
New +$4.47K
BNS icon
502
Scotiabank
BNS
$108B
$4K ﹤0.01%
55
– –
CHGG icon
503
Chegg
CHGG
$114M
$4K ﹤0.01%
296
+1
+0.3% +$14
COR icon
504
Cencora
COR
$60B
$4K ﹤0.01%
50
– –
ESRT icon
505
Empire State Realty Trust
ESRT
$852M
$4K ﹤0.01%
215
+1
+0.5% +$20
EVR icon
506
Evercore
EVR
$12.3B
$4K ﹤0.01%
55
– –
FIS icon
507
Fidelity National Information Services
FIS
$22.9B
$4K ﹤0.01%
42
– –
GT icon
508
Goodyear
GT
$2.02B
$4K ﹤0.01%
120
– –
IAG icon
509
IAMGOLD
IAG
$8.55B
$4K ﹤0.01%
705
+480
+213% +$2.79K
IHE icon
510
iShares US Pharmaceuticals ETF
IHE
$1.62B
$4K ﹤0.01%
+72
New +$3.7K
RMBS icon
511
Rambus
RMBS
$10B
$4K ﹤0.01%
296
– –
TEL icon
512
TE Connectivity
TEL
$59.4B
$4K ﹤0.01%
50
– –
TEVA icon
513
Teva Pharmaceuticals
TEVA
$40.2B
$4K ﹤0.01%
200
– –
TGNA
514
DELISTED
TEGNA Inc
TGNA
$4K ﹤0.01%
300
– –
TPR icon
515
Tapestry
TPR
$31.5B
$4K ﹤0.01%
93
– –
VFC icon
516
VF Corp
VFC
$5.87B
$4K ﹤0.01%
69
– –
VOT icon
517
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$4K ﹤0.01%
33
– –
WB icon
518
Weibo
WB
$2.01B
$4K ﹤0.01%
36
– –
WRB icon
519
W.R. Berkley
WRB
$26.8B
$4K ﹤0.01%
203
– –
FRGI
520
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
200
– –
CS
521
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
260
– –
AUY
522
DELISTED
Yamana Gold, Inc.
AUY
$4K ﹤0.01%
1,530
+500
+49% +$1.33K
RJA
523
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
BREW
524
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
240
– –
RSPP
525
DELISTED
RSP Permian, Inc.
RSPP
$4K ﹤0.01%
114
– –
19 20
21
22 23

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.