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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+3.11%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$190M
AUM Growth
+$31.3M
Cap. Flow
+$28.2M
Cap. Flow %
14.86%
Top 10 Hldgs %
53.19%
Holding
761
New
86
Increased
97
Reduced
144
Closed
79

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$10M
2
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$9.94M
3
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$9.86M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$9.81M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$9.81M

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$15.4M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.78M
3
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$4.32M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$3.88M
5
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$3.15M

Sector Composition

Rank Sector Weight
1 Technology 19.15%
2 Industrials 6.04%
3 Consumer Discretionary 4.17%
4 Healthcare 3.28%
5 Financials 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESRT icon
501
Empire State Realty Trust
ESRT
$872M
$4K ﹤0.01%
214
+1
+0.5% +$21
EVR icon
502
Evercore
EVR
$12.4B
$4K ﹤0.01%
55
– –
FIS icon
503
Fidelity National Information Services
FIS
$23.1B
$4K ﹤0.01%
42
– –
GT icon
504
Goodyear
GT
$2B
$4K ﹤0.01%
120
– –
NTLA icon
505
Intellia Therapeutics
NTLA
$1.49B
$4K ﹤0.01%
249
+1
+0.4% +$14
SJM icon
506
J.M. Smucker
SJM
$12.7B
$4K ﹤0.01%
31
– –
TBI
507
Trueblue
TBI
$215M
$4K ﹤0.01%
150
– –
TEL icon
508
TE Connectivity
TEL
$59.6B
$4K ﹤0.01%
50
-25
-33% -$1.91K
TGNA
509
DELISTED
TEGNA Inc
TGNA
$4K ﹤0.01%
+300
New +$4.61K
TPL icon
510
Texas Pacific Land
TPL
$27.8B
$4K ﹤0.01%
135
– –
TPR icon
511
Tapestry
TPR
$30.8B
$4K ﹤0.01%
93
– –
VFC icon
512
VF Corp
VFC
$5.63B
$4K ﹤0.01%
69
-44
-39% -$2.27K
VOT icon
513
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.2B
$4K ﹤0.01%
+33
New +$3.83K
WRB icon
514
W.R. Berkley
WRB
$26.9B
$4K ﹤0.01%
203
– –
ZUMZ icon
515
Zumiez
ZUMZ
$332M
$4K ﹤0.01%
300
– –
XYZ
516
Block Inc
XYZ
$48.4B
$4K ﹤0.01%
+150
New +$3.1K
SRC
517
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
$4K ﹤0.01%
120
– –
FRGI
518
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
200
– –
CS
519
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
260
– –
DBD
520
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
127
– –
RJA
521
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
BREW
522
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
240
– –
PETX
523
DELISTED
Aratana Therapeutics, Inc.
PETX
$4K ﹤0.01%
500
– –
MXWL
524
DELISTED
Maxwell Technologies Inc
MXWL
$4K ﹤0.01%
589
– –
RSPP
525
DELISTED
RSP Permian, Inc.
RSPP
$4K ﹤0.01%
114
-24
-17% -$892
19 20
21
22 23

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Tradewinds Capital Management's Q2 2017 Portfolio in Review

As of Q2 2017, Tradewinds Capital Management held 761 positions worth $190M, up 20% from $159M the previous quarter. Its ten largest holdings account for 53% of the portfolio.

Tradewinds Capital Management deployed $28.2M of net new capital in Q2 2017, opening 86 new positions and adding to 97 existing holdings. Its largest new stake was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab International Equity ETF, an estimated $15.4M trimmed.

  • Tradewinds Capital Management's largest Q2 2017 buy was State Street SPDR Bloomberg Convertible Securities ETF: 204,544 shares worth $10.1M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q2 2017, an estimated $9.37M increase.
  • Tradewinds Capital Management's biggest Q2 2017 reduction was Schwab International Equity ETF, cutting an estimated $15.4M.
  • Tradewinds Capital Management fully exited Autodesk in Q2 2017, selling an estimated $114K.
  • Tradewinds Capital Management's ten largest holdings make up 53% of its $190M portfolio in Q2 2017.
  • Tradewinds Capital Management opened 86 new positions and closed 79 in Q2 2017.
  • Tradewinds Capital Management's portfolio value rose 20% quarter-over-quarter to $190M.

Based on Tradewinds Capital Management's 13F filing for Q2 2017, filed 1 Aug 2017.