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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MDLZ icon
501
Mondelez International
MDLZ
$79.9B
$3K ﹤0.01%
69
-2,103
-97% -$90.6K
MDY icon
502
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
MLPA icon
503
Global X MLP ETF
MLPA
$2.26B
$3K ﹤0.01%
41
+38
+1,267% +$2.57K
NGD
504
DELISTED
New Gold Inc
NGD
$3K ﹤0.01%
876
+126
+17% +$478
NTLA icon
505
Intellia Therapeutics
NTLA
$1.67B
$3K ﹤0.01%
248
-1,903
-88% -$28.6K
PAYC icon
506
Paycom
PAYC
$10B
$3K ﹤0.01%
65
– –
RIG icon
507
Transocean
RIG
$5.82B
$3K ﹤0.01%
205
– –
RMD icon
508
ResMed
RMD
$30.7B
$3K ﹤0.01%
43
– –
SAND
509
DELISTED
Sandstorm Gold
SAND
$3K ﹤0.01%
885
– –
STT icon
510
State Street
STT
$50.7B
$3K ﹤0.01%
33
– –
TPR icon
511
Tapestry
TPR
$32.8B
$3K ﹤0.01%
93
– –
TRAK icon
512
ReposiTrak
TRAK
$159M
$3K ﹤0.01%
200
– –
TRN icon
513
Trinity Industries
TRN
$2.38B
$3K ﹤0.01%
139
– –
TWLO icon
514
Twilio
TWLO
$36.6B
$3K ﹤0.01%
110
– –
USCI icon
515
US Commodity Index
USCI
$365M
$3K ﹤0.01%
65
+60
+1,200% +$2.48K
USL icon
516
United States 12 Month Oil Fund,
USL
$43.3M
$3K ﹤0.01%
128
– –
VTR icon
517
Ventas
VTR
$47.9B
$3K ﹤0.01%
55
-345
-86% -$21.8K
XLY icon
518
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3K ﹤0.01%
66
– –
YCS icon
519
ProShares UltraShort Yen
YCS
$29.3M
$3K ﹤0.01%
+140
New +$2.47K
TBCH
520
Turtle Beach Corp
TBCH
$277M
$3K ﹤0.01%
500
– –
DBD
521
DELISTED
Diebold Nixdorf Incorporated
DBD
$3K ﹤0.01%
127
+1
+0.8% +$24
AUY
522
DELISTED
Yamana Gold, Inc.
AUY
$3K ﹤0.01%
1,030
+515
+100% +$1.68K
DATA
523
DELISTED
Tableau Software, Inc.
DATA
$3K ﹤0.01%
74
+37
+100% +$1.72K
MXWL
524
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
NFX
525
DELISTED
Newfield Exploration
NFX
$3K ﹤0.01%
64
– –
19 20
21
22 23

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.