We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RH icon
501
RH
RH
$3.71B
$3K ﹤0.01%
100
– –
RMD icon
502
ResMed
RMD
$30.7B
$3K ﹤0.01%
43
– –
SBIO icon
503
ALPS Medical Breakthroughs ETF
SBIO
$215M
$3K ﹤0.01%
100
– –
SMH icon
504
VanEck Semiconductor ETF
SMH
$73.2B
$3K ﹤0.01%
+94
New +$3.01K
SWKS icon
505
Skyworks Solutions
SWKS
$10.6B
$3K ﹤0.01%
40
– –
TBI
506
Trueblue
TBI
$311M
$3K ﹤0.01%
150
– –
TBT icon
507
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$312M
$3K ﹤0.01%
+100
New +$3.13K
THO icon
508
Thor Industries
THO
$4.14B
$3K ﹤0.01%
+33
New +$2.56K
TPR icon
509
Tapestry
TPR
$32.8B
$3K ﹤0.01%
93
– –
TRIP icon
510
TripAdvisor
TRIP
$1.26B
$3K ﹤0.01%
40
– –
UFPI icon
511
UFP Industries
UFPI
$5.19B
$3K ﹤0.01%
105
– –
X
512
DELISTED
US Steel
X
$3K ﹤0.01%
170
– –
XLY icon
513
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3K ﹤0.01%
66
– –
TBCH
514
Turtle Beach Corp
TBCH
$277M
$3K ﹤0.01%
+500
New +$2.11K
QVCGA
515
DELISTED
QVC Group Inc Series A
QVCGA
$3K ﹤0.01%
3
– –
NEPT
516
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$3K ﹤0.01%
2
– –
BFX
517
DELISTED
BowFlex Inc.
BFX
$3K ﹤0.01%
133
– –
CS
518
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
+260
New +$3.15K
DBD
519
DELISTED
Diebold Nixdorf Incorporated
DBD
$3K ﹤0.01%
126
+1
+0.8% +$27
PVG
520
DELISTED
PRETIUM RESOURCES INC.
PVG
$3K ﹤0.01%
300
– –
MNK
521
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3K ﹤0.01%
37
– –
MXWL
522
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
NFX
523
DELISTED
Newfield Exploration
NFX
$3K ﹤0.01%
64
– –
GOV
524
DELISTED
Government Properties Income Trust
GOV
$3K ﹤0.01%
115
– –
PX
525
DELISTED
Praxair Inc
PX
$3K ﹤0.01%
25
– –
19 20
21
22 23

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.