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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TRIP icon
501
TripAdvisor
TRIP
$1.26B
$3K ﹤0.01%
+40
New +$3.03K
TTWO icon
502
Take-Two Interactive
TTWO
$46.1B
$3K ﹤0.01%
100
– –
USL icon
503
United States 12 Month Oil Fund,
USL
$43.3M
$3K ﹤0.01%
128
– –
UTF icon
504
Cohen & Steers Infrastructure Fund
UTF
$3.04B
$3K ﹤0.01%
+150
New +$3.04K
VGT icon
505
Vanguard Information Technology ETF
VGT
$149B
$3K ﹤0.01%
+216
New +$2.83K
XLF icon
506
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$3K ﹤0.01%
+133
New +$2.82K
XLV icon
507
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
$3K ﹤0.01%
+38
New +$2.78K
XLY icon
508
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
$3K ﹤0.01%
94
+28
+42% +$1.08K
YUM icon
509
Yum! Brands
YUM
$41.1B
$3K ﹤0.01%
54
– –
NBIS
510
Nebius Group N.V.
NBIS
$47.7B
$3K ﹤0.01%
235
– –
KBND
511
DELISTED
KraneShares Bloomberg China Bond Inclusion Index ETF
KBND
$3K ﹤0.01%
100
– –
Y
512
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
6
– –
TUES
513
DELISTED
Tuesday Morning Corp
TUES
$3K ﹤0.01%
500
– –
MXWL
514
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
589
– –
ITC
515
DELISTED
ITC HOLDINGS CORP
ITC
$3K ﹤0.01%
94
– –
FTR
516
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
38
-4
-10% -$303
ETP
517
DELISTED
Energy Transfer Partners L.p.
ETP
– –
0
– –
OIL
518
DELISTED
Barclays Bank PLC iPath Exchange Traded Notes Linked to Goldman Sachs Crude Oil Total Return In
OIL
$3K ﹤0.01%
390
-250
-39% -$2.24K
AGG icon
519
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
-852
-98% -$92.9K
APD icon
520
Air Products & Chemicals
APD
$67.6B
$2K ﹤0.01%
15
– –
BCE icon
521
BCE
BCE
$21.2B
$2K ﹤0.01%
58
– –
BNS icon
522
Scotiabank
BNS
$108B
$2K ﹤0.01%
57
-1
-2% -$45
CC icon
523
Chemours
CC
$2.37B
$2K ﹤0.01%
+263
New +$2.75K
CHGG icon
524
Chegg
CHGG
$102M
$2K ﹤0.01%
295
– –
CIG icon
525
CEMIG Preferred Shares
CIG
$6.01B
$2K ﹤0.01%
2,148
– –
19 20
21
22 23

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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.