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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HOLX
501
DELISTED
Hologic
HOLX
$3K ﹤0.01%
+100
New +$2.58K
HRI icon
502
Herc Holdings
HRI
$5.73B
$3K ﹤0.01%
43
– –
IAK icon
503
iShares US Insurance ETF
IAK
$542M
$3K ﹤0.01%
+50
New +$2.42K
ISRG icon
504
Intuitive Surgical
ISRG
$133B
$3K ﹤0.01%
54
– –
KNDI
505
Kandi Technologies Group
KNDI
$66.3M
$3K ﹤0.01%
200
– –
LNC icon
506
Lincoln National
LNC
$8.86B
$3K ﹤0.01%
45
– –
MAIN icon
507
Main Street Capital
MAIN
$5.52B
$3K ﹤0.01%
106
+2
+2% +$62
MDY icon
508
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
MSI icon
509
Motorola Solutions
MSI
$77.8B
$3K ﹤0.01%
50
– –
MTEX icon
510
Mannatech
MTEX
$9.84M
$3K ﹤0.01%
+100
New +$2.15K
NOV icon
511
NOV
NOV
$7.08B
$3K ﹤0.01%
+50
New +$3.48K
PAAS icon
512
Pan American Silver
PAAS
$21.5B
$3K ﹤0.01%
300
-210
-41% -$2.09K
PBW icon
513
Invesco WilderHill Clean Energy ETF
PBW
$427M
$3K ﹤0.01%
120
– –
RGLD icon
514
Royal Gold
RGLD
$19.5B
$3K ﹤0.01%
51
– –
RMBS icon
515
Rambus
RMBS
$11.1B
$3K ﹤0.01%
296
– –
SA
516
Seabridge Gold
SA
$3.38B
$3K ﹤0.01%
400
– –
SCCO icon
517
Southern Copper
SCCO
$168B
$3K ﹤0.01%
108
– –
SJM icon
518
J.M. Smucker
SJM
$12.9B
$3K ﹤0.01%
31
– –
TBI
519
Trueblue
TBI
$311M
$3K ﹤0.01%
150
– –
TTWO icon
520
Take-Two Interactive
TTWO
$45.3B
$3K ﹤0.01%
100
– –
TV icon
521
Televisa
TV
$1.51B
$3K ﹤0.01%
100
– –
URA icon
522
Global X Uranium ETF
URA
$6.2B
$3K ﹤0.01%
113
– –
VYX icon
523
NCR Voyix
VYX
$1.12B
$3K ﹤0.01%
+163
New +$2.86K
WM icon
524
Waste Management
WM
$91.9B
$3K ﹤0.01%
50
– –
YUM icon
525
Yum! Brands
YUM
$41.3B
$3K ﹤0.01%
+54
New +$2.81K
19 20
21
22 23

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.