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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URA icon
501
Global X Uranium ETF
URA
$6.22B
$3K ﹤0.01%
+113
New +$3.31K
ROIC
502
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3K ﹤0.01%
215
– –
Y
503
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
6
– –
MNK
504
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3K ﹤0.01%
38
– –
ISCA
505
DELISTED
International Speedway Corp
ISCA
$3K ﹤0.01%
103
– –
MXWL
506
DELISTED
Maxwell Technologies Inc
MXWL
$3K ﹤0.01%
300
– –
SEP
507
DELISTED
Spectra Engy Parters Lp
SEP
$3K ﹤0.01%
+50
New +$2.69K
TIME
508
DELISTED
Time Inc.
TIME
$3K ﹤0.01%
124
– –
ATW
509
DELISTED
Atwood Oceanics
ATW
$3K ﹤0.01%
72
– –
WFM
510
DELISTED
Whole Foods Market Inc
WFM
$3K ﹤0.01%
70
-40
-36% -$1.53K
SWC
511
DELISTED
Stillwater Mining Co
SWC
$3K ﹤0.01%
200
– –
ANV
512
DELISTED
Allied Nevada Gold Corp
ANV
$3K ﹤0.01%
813
– –
DNDN
513
DELISTED
DENDREON CORPORATION
DNDN
$3K ﹤0.01%
2,200
– –
TYC
514
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3K ﹤0.01%
59
– –
REXX
515
DELISTED
Rex Energy Corporation
REXX
$3K ﹤0.01%
+20
New +$2.94K
AGG icon
516
iShares Core US Aggregate Bond ETF
AGG
$138B
$2K ﹤0.01%
20
– –
AGQ icon
517
ProShares Ultra Silver
AGQ
$1.36B
$2K ﹤0.01%
50
-50
-50% -$3.11K
APD icon
518
Air Products & Chemicals
APD
$67.6B
$2K ﹤0.01%
15
– –
BRF icon
519
VanEck Brazil Small-Cap ETF
BRF
$21.4M
$2K ﹤0.01%
+75
New +$2.24K
CHGG icon
520
Chegg
CHGG
$102M
$2K ﹤0.01%
295
– –
COF icon
521
Capital One
COF
$134B
$2K ﹤0.01%
20
– –
DDD icon
522
3D Systems Corp
DDD
$613M
$2K ﹤0.01%
40
– –
DEM icon
523
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$2K ﹤0.01%
52
+2
+4% +$104
DKS icon
524
Dick's Sporting Goods
DKS
$18.7B
$2K ﹤0.01%
+55
New +$2.45K
FIS icon
525
Fidelity National Information Services
FIS
$22.1B
$2K ﹤0.01%
42
– –
19 20
21
22 23

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.