We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.75%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GDX icon
501
VanEck Gold Miners ETF
GDX
$25.5B
$3K ﹤0.01%
127
– –
HFWA icon
502
Heritage Financial
HFWA
$1.23B
$3K ﹤0.01%
+178
New +$2.89K
KNDI
503
Kandi Technologies Group
KNDI
$68.8M
$3K ﹤0.01%
200
– –
LEG icon
504
Leggett & Platt
LEG
$1.42B
$3K ﹤0.01%
100
– –
MAIN icon
505
Main Street Capital
MAIN
$5.21B
$3K ﹤0.01%
103
+2
+2% +$63
MDY icon
506
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3K ﹤0.01%
10
– –
MSI icon
507
Motorola Solutions
MSI
$73B
$3K ﹤0.01%
50
– –
OVV icon
508
Ovintiv
OVV
$16.3B
$3K ﹤0.01%
29
– –
PHG icon
509
Philips
PHG
$25.9B
$3K ﹤0.01%
117
+3
+3% +$67
RSPT icon
510
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.84B
$3K ﹤0.01%
380
– –
SJM icon
511
J.M. Smucker
SJM
$12.7B
$3K ﹤0.01%
31
– –
TV icon
512
Televisa
TV
$1.45B
$3K ﹤0.01%
100
– –
VMC icon
513
Vulcan Materials
VMC
$37.1B
$3K ﹤0.01%
40
– –
ROIC
514
DELISTED
Retail Opportunity Investments Corp.
ROIC
$3K ﹤0.01%
215
– –
CPE
515
DELISTED
Callon Petroleum Company
CPE
$3K ﹤0.01%
30
– –
Y
516
DELISTED
Alleghany Corp
Y
$3K ﹤0.01%
6
– –
GWPH
517
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$3K ﹤0.01%
+25
New +$1.74K
MNK
518
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$3K ﹤0.01%
38
+3
+9% +$217
BREW
519
DELISTED
Craft Brew Alliance, Inc.
BREW
$3K ﹤0.01%
252
+240
+2,000% +$2.98K
MDR
520
DELISTED
McDermott International
MDR
$3K ﹤0.01%
125
– –
CRZO
521
DELISTED
Carrizo Oil & Gas Inc
CRZO
$3K ﹤0.01%
+43
New +$2.49K
ISCA
522
DELISTED
International Speedway Corp
ISCA
$3K ﹤0.01%
103
– –
NFX
523
DELISTED
Newfield Exploration
NFX
$3K ﹤0.01%
64
– –
DNB
524
DELISTED
Dun & Bradstreet
DNB
$3K ﹤0.01%
30
– –
P
525
DELISTED
Pandora Media Inc
P
$3K ﹤0.01%
100
– –
19 20
21
22 23

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.