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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.29%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$122M
AUM Growth
-$409K
Cap. Flow
-$4.23M
Cap. Flow %
-3.47%
Top 10 Hldgs %
42.32%
Holding
674
New
63
Increased
99
Reduced
103
Closed
31

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$3.57M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$1.18M
3
PCH
PotlatchDeltic
PCH
+$384K
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$200K
5
BNDX icon
Vanguard Total International Bond ETF
BNDX
+$150K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$7.96M
2
MSFT icon
Microsoft
MSFT
+$1.12M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$433K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$406K
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$393K

Sector Composition

Rank Sector Weight
1 Technology 29.07%
2 Industrials 7.47%
3 Healthcare 5.45%
4 Consumer Discretionary 4.11%
5 Consumer Staples 2.85%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRL icon
501
Charles River Laboratories
CRL
$12.8B
$3K ﹤0.01%
57
– –
EA
502
DELISTED
Electronic Arts
EA
$3K ﹤0.01%
120
– –
ESRT icon
503
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
200
– –
FYLD icon
504
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$3K ﹤0.01%
100
– –
GDX icon
505
VanEck Gold Miners ETF
GDX
$27.4B
$3K ﹤0.01%
127
-25
-16% -$614
HRI icon
506
Herc Holdings
HRI
$5.61B
$3K ﹤0.01%
43
– –
ISRG icon
507
Intuitive Surgical
ISRG
$134B
$3K ﹤0.01%
54
– –
IYE icon
508
iShares US Energy ETF
IYE
$1.71B
$3K ﹤0.01%
+50
New +$2.46K
IYH icon
509
iShares US Healthcare ETF
IYH
$3.54B
$3K ﹤0.01%
+110
New +$2.67K
IYJ icon
510
iShares US Industrials ETF
IYJ
$2.02B
$3K ﹤0.01%
+52
New +$2.59K
IYW icon
511
iShares US Technology ETF
IYW
$25.2B
$3K ﹤0.01%
+120
New +$2.68K
KNDI
512
Kandi Technologies Group
KNDI
$65.5M
$3K ﹤0.01%
200
-200
-50% -$3K
LEG icon
513
Leggett & Platt
LEG
$1.31B
$3K ﹤0.01%
+100
New +$3.1K
MAIN icon
514
Main Street Capital
MAIN
$5.48B
$3K ﹤0.01%
101
+1
+1% +$34
MDY icon
515
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
MSI icon
516
Motorola Solutions
MSI
$77.4B
$3K ﹤0.01%
50
-13
-21% -$849
OVV icon
517
Ovintiv
OVV
$16.4B
$3K ﹤0.01%
29
– –
PHG icon
518
Philips
PHG
$26.1B
$3K ﹤0.01%
114
– –
RMBS icon
519
Rambus
RMBS
$11B
$3K ﹤0.01%
296
– –
ROM icon
520
ProShares Ultra Technology
ROM
$1.29B
$3K ﹤0.01%
960
– –
RSPT icon
521
Invesco S&P 500 Equal Weight Technology ETF
RSPT
$5.87B
$3K ﹤0.01%
+380
New +$2.98K
SA
522
Seabridge Gold
SA
$3.35B
$3K ﹤0.01%
400
+200
+100% +$1.69K
SAND
523
DELISTED
Sandstorm Gold
SAND
$3K ﹤0.01%
+600
New +$3.21K
SJM icon
524
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
31
– –
TV icon
525
Televisa
TV
$1.49B
$3K ﹤0.01%
100
– –
19 20
21
22 23

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Tradewinds Capital Management's Q1 2014 Portfolio in Review

As of Q1 2014, Tradewinds Capital Management held 674 positions worth $122M, down 0.33% from $123M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Tradewinds Capital Management withdrew a net $4.23M in Q1 2014, closing 31 positions and reducing 103 holdings. Its most notable exit was Netflix, an estimated $37K position sold in full.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 28% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in PotlatchDeltic worth $374K.

  • Tradewinds Capital Management's largest Q1 2014 buy was PotlatchDeltic: 9,678 shares worth $374K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q1 2014, an estimated $3.57M increase.
  • Tradewinds Capital Management's biggest Q1 2014 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $7.96M.
  • Tradewinds Capital Management fully exited Netflix in Q1 2014, selling an estimated $37K.
  • Tradewinds Capital Management's ten largest holdings make up 42% of its $122M portfolio in Q1 2014.
  • Tradewinds Capital Management opened 63 new positions and closed 31 in Q1 2014.
  • Tradewinds Capital Management's portfolio value fell 0.33% quarter-over-quarter to $122M.

Based on Tradewinds Capital Management's 13F filing for Q1 2014, filed 9 Sep 2014.