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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BINI
476
DELISTED
Bollinger Innovations
BINI
– –
0
– –
SPXL icon
477
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.29B
– –
0
– –
INO icon
478
Inovio Pharmaceuticals
INO
$76.1M
$4 ﹤0.01%
1
– –
OGI
479
Organigram Holdings
OGI
$148M
$2 ﹤0.01%
1
– –
TNXP icon
480
Tonix Pharmaceuticals
TNXP
$201M
– –
0
– –
AIEQ icon
481
Amplify AI Powered Equity ETF
AIEQ
$123M
– –
-12
Closed -$358
ALTO icon
482
Alto Ingredients
ALTO
$328M
$0 ﹤0.01%
2,173
– –
AOA icon
483
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.27B
– –
-8
Closed -$508
AOK icon
484
iShares Core Conservative Allocation ETF
AOK
$791M
– –
-8
Closed -$272
AOM icon
485
iShares Core Moderate Allocation ETF
AOM
$1.77B
– –
-8
Closed -$312
ARKG icon
486
ARK Genomic Revolution ETF
ARKG
$1.78B
– –
-100
Closed -$2.79K
ARKQ icon
487
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
– –
-100
Closed -$5.25K
BLK icon
488
Blackrock
BLK
$175B
– –
-8
Closed -$5.17K
BLOK icon
489
Amplify Blockchain Technology ETF
BLOK
$1.05B
– –
-35
Closed -$698
BOC icon
490
Boston Omaha
BOC
$429M
– –
-100
Closed -$1.64K
CIBR icon
491
First Trust NASDAQ Cybersecurity ETF
CIBR
$15.8B
– –
-22
Closed -$1K
CPNG icon
492
Coupang
CPNG
$29.1B
– –
-100
Closed -$1.7K
CTRA
493
DELISTED
Coterra Energy
CTRA
– –
-325
Closed -$8.79K
DAL icon
494
Delta Air Lines
DAL
$58.7B
– –
-600
Closed -$22.2K
DOV icon
495
Dover
DOV
$28.3B
– –
-34
Closed -$4.74K
ENPH icon
496
Enphase Energy
ENPH
$5.41B
– –
-125
Closed -$15K
FDN icon
497
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.41B
– –
-4
Closed -$639
FLBR icon
498
Franklin FTSE Brazil ETF
FLBR
$544M
– –
-4,712
Closed -$86.7K
FLGR icon
499
Franklin FTSE Germany ETF
FLGR
$39.3M
– –
-4,187
Closed -$85.5K
FLNG icon
500
FLEX LNG
FLNG
$1.64B
– –
-20
Closed -$604
18 19
20
21 22

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.