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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
Cap. Flow
-$17.3M
Cap. Flow %
-5.92%
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$46.9M
2
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$29.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$28.1M
4
SCHF icon
Schwab International Equity ETF
SCHF
+$27.9M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$27.5M

Top Sells

Rank Stock Value
1
EWW icon
iShares MSCI Mexico ETF
EWW
+$28.5M
2
EWP icon
iShares MSCI Spain ETF
EWP
+$27.9M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$27.9M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$27.4M
5
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$26.7M

Sector Composition

Rank Sector Weight
1 Technology 3.61%
2 Industrials 1.6%
3 Consumer Discretionary 0.99%
4 Financials 0.79%
5 Healthcare 0.61%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UL icon
476
Unilever
UL
$135B
$149 ﹤0.01%
3
– –
CGC
477
Canopy Growth
CGC
$402M
$141 ﹤0.01%
18
– –
OPEN icon
478
Opendoor
OPEN
$3.38B
$132 ﹤0.01%
52
– –
MRVL icon
479
Marvell Technology
MRVL
$187B
$109 ﹤0.01%
+2
New +$118
PHO icon
480
Invesco Water Resources ETF
PHO
$2.09B
$107 ﹤0.01%
+2
New +$112
CMPS
481
Compass Pathways
CMPS
$1.78B
$104 ﹤0.01%
14
– –
ZIMV
482
DELISTED
ZimVie
ZIMV
$95 ﹤0.01%
10
– –
MJ icon
483
Amplify Alternative Harvest ETF
MJ
$105M
$84 ﹤0.01%
2
– –
AMC icon
484
AMC Entertainment Holdings
AMC
$2.16B
$80 ﹤0.01%
10
+5
+100% +$148
ADAM
485
Adamas Trust
ADAM
$880M
$68 ﹤0.01%
8
– –
BEP icon
486
Brookfield Renewable
BEP
$9.8B
$66 ﹤0.01%
3
– –
SDIG
487
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$66 ﹤0.01%
15
– –
NVTA
488
DELISTED
Invitae Corporation
NVTA
$61 ﹤0.01%
100
– –
JMIA
489
Jumia Technologies
JMIA
$743M
$53 ﹤0.01%
20
– –
RGNX icon
490
Regenxbio
RGNX
$688M
$50 ﹤0.01%
3
+2
+200% +$36
VMEO
491
DELISTED
Vimeo
VMEO
$43 ﹤0.01%
12
– –
SVV icon
492
Savers
SVV
$1.89B
$38 ﹤0.01%
2
-10
-83% -$231
DNA icon
493
Ginkgo Bioworks
DNA
$515M
$37 ﹤0.01%
1
– –
SENS icon
494
Senseonics Holdings Inc
SENS
$399M
$33 ﹤0.01%
3
– –
FIRY
495
Firy Inc
FIRY
$164M
$31 ﹤0.01%
6
– –
LUMN icon
496
Lumen
LUMN
$6.85B
$26 ﹤0.01%
18
– –
VHC icon
497
VirnetX Holding Corp
VHC
$60M
$26 ﹤0.01%
5
– –
BINI
498
DELISTED
Bollinger Innovations
BINI
– –
0
– –
ZOM
499
DELISTED
Zomedica Corp.
ZOM
$17 ﹤0.01%
100
– –
KD icon
500
Kyndryl
KD
$2.97B
$16 ﹤0.01%
1
– –
18 19
20
21 22

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MCM
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Tradewinds Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.

Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.

  • Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
  • Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
  • Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
  • Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
  • Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
  • Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
  • Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.

Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.