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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.82%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$318M
AUM Growth
+$103M
Cap. Flow
+$94M
Cap. Flow %
29.53%
Top 10 Hldgs %
82.04%
Holding
579
New
55
Increased
78
Reduced
100
Closed
85

Top Buys

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$34.5M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$29.2M
3
EWG icon
iShares MSCI Germany ETF
EWG
+$28.8M
4
IEUR icon
iShares Core MSCI Europe ETF
IEUR
+$28.6M
5
EWU icon
iShares MSCI United Kingdom ETF
EWU
+$28M

Top Sells

Rank Stock Value
1
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$45.9M
2
EWW icon
iShares MSCI Mexico ETF
EWW
+$30.2M
3
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.9M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.8M
5
XLU icon
State Street Utilities Select Sector SPDR ETF
XLU
+$16.5M

Sector Composition

Rank Sector Weight
1 Technology 2.85%
2 Industrials 1.59%
3 Consumer Discretionary 0.87%
4 Financials 0.82%
5 Consumer Staples 0.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VMEO
476
DELISTED
Vimeo
VMEO
$46 ﹤0.01%
12
– –
PBW icon
477
Invesco WilderHill Clean Energy ETF
PBW
$466M
$41 ﹤0.01%
1
-139
-99% -$5.85K
RGNX icon
478
Regenxbio
RGNX
$675M
$19 ﹤0.01%
1
– –
VXRT
479
DELISTED
Vaxart
VXRT
$19 ﹤0.01%
+25
New +$23
KD icon
480
Kyndryl
KD
$2.99B
$15 ﹤0.01%
1
– –
TTCF
481
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$15 ﹤0.01%
10
– –
SNAP icon
482
Snap
SNAP
$9.32B
$12 ﹤0.01%
1
– –
SPXL icon
483
Direxion Daily S&P 500 Bull 3x ETF
SPXL
$7.31B
– –
0
– –
PTRA
484
DELISTED
Proterra Inc. Common Stock
PTRA
$8 ﹤0.01%
5
-50
-91% -$188
DNA icon
485
Ginkgo Bioworks
DNA
$506M
– –
0
– –
INO icon
486
Inovio Pharmaceuticals
INO
$80.6M
$5 ﹤0.01%
1
– –
OGI
487
Organigram Holdings
OGI
$168M
$5 ﹤0.01%
2
-1,500
-100% -$4.76K
NEPT
488
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
– –
0
– –
TNXP icon
489
Tonix Pharmaceuticals
TNXP
$198M
– –
0
– –
GPUS
490
Hyperscale Data Inc
GPUS
$55.5M
– –
0
– –
ABEV icon
491
Ambev
ABEV
$45.1B
– –
-10
Closed -$27
ACA icon
492
Arcosa
ACA
$7.12B
– –
-33
Closed -$1.79K
ACN icon
493
Accenture
ACN
$109B
– –
-21
Closed -$5.6K
ZNB
494
Zeta Network Group
ZNB
$2.67M
– –
0
– -$16
ADI icon
495
Analog Devices
ADI
$192B
– –
-32
Closed -$5.25K
AEO icon
496
American Eagle Outfitters
AEO
$2.99B
– –
-50
Closed -$698
AEP icon
497
American Electric Power
AEP
$66.9B
– –
-56
Closed -$5.32K
AFL icon
498
Aflac
AFL
$60.7B
– –
-64
Closed -$4.6K
ALTO icon
499
Alto Ingredients
ALTO
$321M
$0 ﹤0.01%
2,173
– –
ANET icon
500
Arista Networks
ANET
$249B
– –
-40
Closed -$1.21K
18 19
20
21 22

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Tradewinds Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Tradewinds Capital Management held 579 positions worth $318M, up 48% from $215M the previous quarter. Its ten largest holdings account for 82% of the portfolio.

Tradewinds Capital Management deployed $94M of net new capital in Q1 2023, opening 55 new positions and adding to 78 existing holdings. Its largest new stake was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.

By sector, the portfolio is most concentrated in Technology at 2.8% of assets, down from 3.3% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, an estimated $45.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2023 buy was iShares Convertible Bond ETF: 476,796 shares worth $34.6M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Long Term Treasury ETF in Q1 2023, an estimated $29.2M increase.
  • Tradewinds Capital Management's biggest Q1 2023 reduction was State Street SPDR Bloomberg Investment Grade Floating Rate ETF, cutting an estimated $45.9M.
  • Tradewinds Capital Management fully exited Franklin FTSE Mexico ETF in Q1 2023, selling an estimated $85.9K.
  • Tradewinds Capital Management's ten largest holdings make up 82% of its $318M portfolio in Q1 2023.
  • Tradewinds Capital Management opened 55 new positions and closed 85 in Q1 2023.
  • Tradewinds Capital Management's portfolio value rose 48% quarter-over-quarter to $318M.

Based on Tradewinds Capital Management's 13F filing for Q1 2023, filed 10 Apr 2023.