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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$215M
AUM Growth
-$29.4M
Cap. Flow
-$48.4M
Cap. Flow %
-22.54%
Top 10 Hldgs %
87.09%
Holding
542
New
55
Increased
106
Reduced
44
Closed
19

Top Buys

Rank Stock Value
1
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$27.8M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$27.4M
3
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$26.9M
4
EWW icon
iShares MSCI Mexico ETF
EWW
+$17.5M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$323K

Top Sells

Rank Stock Value
1
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$28.4M
2
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$28.3M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$26.6M
4
EWA icon
iShares MSCI Australia ETF
EWA
+$25.9M
5
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 3.35%
2 Industrials 2.32%
3 Financials 1.26%
4 Consumer Discretionary 1.13%
5 Healthcare 0.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWY icon
476
iShares MSCI South Korea ETF
EWY
$25.2B
$226 ﹤0.01%
4
– –
EWG icon
477
iShares MSCI Germany ETF
EWG
$1.67B
$223 ﹤0.01%
9
– –
SCHC icon
478
Schwab International Small-Cap Equity ETF
SCHC
$5.63B
$220 ﹤0.01%
7
– –
SCHE icon
479
Schwab Emerging Markets Equity ETF
SCHE
$12.9B
$213 ﹤0.01%
9
-3,816
-100% -$88.8K
SM icon
480
SM Energy
SM
$7.55B
$209 ﹤0.01%
6
– –
PTRA
481
DELISTED
Proterra Inc. Common Stock
PTRA
$207 ﹤0.01%
55
– –
AMC icon
482
AMC Entertainment Holdings
AMC
$2.16B
$204 ﹤0.01%
5
– –
LTHM
483
DELISTED
Livent Corporation
LTHM
$199 ﹤0.01%
10
– –
NVTA
484
DELISTED
Invitae Corporation
NVTA
$186 ﹤0.01%
100
– –
DBD
485
DELISTED
Diebold Nixdorf Incorporated
DBD
$184 ﹤0.01%
129
– –
DNN icon
486
Denison Mines
DNN
$2.95B
$172 ﹤0.01%
150
– –
VTOL icon
487
Bristow Group
VTOL
$1.38B
$163 ﹤0.01%
6
– –
DNUT icon
488
Krispy Kreme
DNUT
$545M
$155 ﹤0.01%
15
– –
RKLB icon
489
Rocket Lab Corp
RKLB
$50B
$151 ﹤0.01%
40
– –
UL icon
490
Unilever
UL
$135B
$151 ﹤0.01%
3
– –
TLSA icon
491
Tiziana Life Sciences
TLSA
$129M
$150 ﹤0.01%
250
– –
TROX icon
492
Tronox
TROX
$993M
$137 ﹤0.01%
10
– –
VHC icon
493
VirnetX Holding Corp
VHC
$60M
$130 ﹤0.01%
5
– –
BFLY icon
494
Butterfly Network
BFLY
$2.58B
$123 ﹤0.01%
50
– –
HYLN icon
495
Hyliion Holdings
HYLN
$701M
$117 ﹤0.01%
50
– –
JMIA
496
Jumia Technologies
JMIA
$743M
$112 ﹤0.01%
+35
New +$158
ALPN
497
DELISTED
Alpine Immune Sciences Inc
ALPN
$110 ﹤0.01%
15
– –
MJ icon
498
Amplify Alternative Harvest ETF
MJ
$105M
$98 ﹤0.01%
2
– –
LUMN icon
499
Lumen
LUMN
$6.85B
$94 ﹤0.01%
18
– –
ZIMV
500
DELISTED
ZimVie
ZIMV
$93 ﹤0.01%
10
– –
18 19
20
21 22

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AAS
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FGAM
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MCM
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Tradewinds Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Tradewinds Capital Management held 542 positions worth $215M, down 12% from $244M the previous quarter. Its ten largest holdings account for 87% of the portfolio.

Tradewinds Capital Management withdrew a net $48.4M in Q4 2022, closing 19 positions and reducing 44 holdings. Its most notable exit was Schwab Intermediately-Term US Treasury ETF, an estimated $1.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.3% of assets, up from 2.9% a quarter earlier, followed by Industrials and Financials.

Against the trend, Tradewinds Capital Management opened a new position in Franklin FTSE Mexico ETF worth $85.9K.

  • Tradewinds Capital Management's largest Q4 2022 buy was Franklin FTSE Mexico ETF: 3,506 shares worth $85.9K.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Value ETF in Q4 2022, an estimated $27.8M increase.
  • Tradewinds Capital Management's biggest Q4 2022 reduction was iShares MSCI Brazil ETF, cutting an estimated $28.4M.
  • Tradewinds Capital Management fully exited Schwab Intermediately-Term US Treasury ETF in Q4 2022, selling an estimated $1.7M.
  • Tradewinds Capital Management's ten largest holdings make up 87% of its $215M portfolio in Q4 2022.
  • Tradewinds Capital Management opened 55 new positions and closed 19 in Q4 2022.
  • Tradewinds Capital Management's portfolio value fell 12% quarter-over-quarter to $215M.

Based on Tradewinds Capital Management's 13F filing for Q4 2022, filed 23 Jan 2023.