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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$652M
AUM Growth
+$63.5M
Cap. Flow
+$30.3M
Cap. Flow %
4.64%
Top 10 Hldgs %
54.31%
Holding
846
New
56
Increased
136
Reduced
115
Closed
37

Top Buys

Rank Stock Value
1
SPYG icon
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
+$28.4M
2
SUSA icon
iShares ESG Optimized MSCI USA ETF
SUSA
+$28.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$28.1M
4
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$23.1M
5
SCHP icon
Schwab US TIPS ETF
SCHP
+$18.3M

Top Sells

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$27.8M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$27.7M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$27.2M
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$25.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$21.5M

Sector Composition

Rank Sector Weight
1 Technology 16.62%
2 Consumer Discretionary 3.12%
3 Industrials 2.05%
4 Consumer Staples 1.32%
5 Healthcare 1.31%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OGI
476
Organigram Holdings
OGI
$148M
$11K ﹤0.01%
1,502
-1,500
-50% -$12.7K
QQQM icon
477
Invesco NASDAQ 100 ETF
QQQM
$102B
$11K ﹤0.01%
+65
New +$10.3K
REAX icon
478
Real Brokerage
REAX
$466M
$11K ﹤0.01%
2,940
– –
XIFR
479
XPLR Infrastructure LP
XIFR
$1.07B
$11K ﹤0.01%
125
– –
RTL
480
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$11K ﹤0.01%
1,200
– –
CDK
481
DELISTED
CDK Global, Inc.
CDK
$11K ﹤0.01%
266
– –
BROS icon
482
Dutch Bros
BROS
$8.96B
$10K ﹤0.01%
197
-13
-6% -$722
COIN icon
483
Coinbase
COIN
$39.2B
$10K ﹤0.01%
40
-90
-69% -$26.2K
CPNG icon
484
Coupang
CPNG
$29.1B
$10K ﹤0.01%
325
– –
EFSC icon
485
Enterprise Financial Services Corp
EFSC
$2.38B
$10K ﹤0.01%
220
– –
EP.PRC icon
486
El Paso Energy Capital Trust I
EP.PRC
$221M
$10K ﹤0.01%
+200
New +$10.1K
EVN
487
Eaton Vance Municipal Income Trust
EVN
$429M
$10K ﹤0.01%
+700
New +$9.62K
IEMG icon
488
iShares Core MSCI Emerging Markets ETF
IEMG
$155B
$10K ﹤0.01%
161
+2
+1% +$123
MCHP icon
489
Microchip Technology
MCHP
$44.2B
$10K ﹤0.01%
120
– –
MHI
490
DELISTED
Pioneer Municipal High Income Fund
MHI
$10K ﹤0.01%
+800
New +$9.7K
NOW icon
491
ServiceNow
NOW
$132B
$10K ﹤0.01%
75
– –
ODFL icon
492
Old Dominion Freight Line
ODFL
$44.1B
$10K ﹤0.01%
+58
New +$9.78K
PDP icon
493
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$10K ﹤0.01%
104
– –
PLTR icon
494
Palantir
PLTR
$421B
$10K ﹤0.01%
560
– –
FLNA
495
Filana Therapeutics
FLNA
$48.2M
$10K ﹤0.01%
+225
New +$11.8K
SNY icon
496
Sanofi
SNY
$104B
$10K ﹤0.01%
198
– –
KL
497
DELISTED
Kirkland Lake Gold Ltd Ordinary
KL
$10K ﹤0.01%
235
– –
BIDU icon
498
Baidu
BIDU
$37.1B
$9K ﹤0.01%
60
– –
C icon
499
Citigroup
C
$227B
$9K ﹤0.01%
153
– –
DIA icon
500
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$9K ﹤0.01%
24
– –
18 19
20
21 22

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Tradewinds Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Tradewinds Capital Management held 846 positions worth $652M, up 11% from $589M the previous quarter. Its ten largest holdings account for 54% of the portfolio.

Tradewinds Capital Management deployed $30.3M of net new capital in Q4 2021, opening 56 new positions and adding to 136 existing holdings. Its largest new stake was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 16% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab Intermediately-Term US Treasury ETF, an estimated $27.8M trimmed.

  • Tradewinds Capital Management's largest Q4 2021 buy was iShares ESG Optimized MSCI USA ETF: 275,317 shares worth $29.3M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio S&P 500 Growth ETF in Q4 2021, an estimated $28.4M increase.
  • Tradewinds Capital Management's biggest Q4 2021 reduction was Schwab Intermediately-Term US Treasury ETF, cutting an estimated $27.8M.
  • Tradewinds Capital Management fully exited Lucid Motors in Q4 2021, selling an estimated $126K.
  • Tradewinds Capital Management's ten largest holdings make up 54% of its $652M portfolio in Q4 2021.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2021.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $652M.

Based on Tradewinds Capital Management's 13F filing for Q4 2021, filed 2 Feb 2022.