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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-1.21%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$589M
AUM Growth
+$43M
Cap. Flow
+$53.4M
Cap. Flow %
9.07%
Top 10 Hldgs %
58.32%
Holding
833
New
28
Increased
136
Reduced
106
Closed
45

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$34.4M
2
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.3M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$27.9M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$26.4M
5
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$26.2M

Top Sells

Rank Stock Value
1
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$26.2M
2
SPYV icon
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
+$25.7M
3
EWA icon
iShares MSCI Australia ETF
EWA
+$25.2M
4
EWY icon
iShares MSCI South Korea ETF
EWY
+$24.3M
5
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$18.6M

Sector Composition

Rank Sector Weight
1 Technology 16%
2 Consumer Discretionary 3.17%
3 Industrials 2.23%
4 Healthcare 1.35%
5 Consumer Staples 1.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIDU icon
476
Baidu
BIDU
$37.1B
$9K ﹤0.01%
60
– –
BROS icon
477
Dutch Bros
BROS
$8.96B
$9K ﹤0.01%
+210
New +$9.98K
CLRB icon
478
Cellectar Biosciences
CLRB
$20.8M
$9K ﹤0.01%
33
– –
CPNG icon
479
Coupang
CPNG
$29.1B
$9K ﹤0.01%
325
– –
ICLN icon
480
iShares Global Clean Energy ETF
ICLN
$2.08B
$9K ﹤0.01%
415
– –
KNDI
481
Kandi Technologies Group
KNDI
$63.1M
$9K ﹤0.01%
2,000
– –
MCHP icon
482
Microchip Technology
MCHP
$44.2B
$9K ﹤0.01%
120
– –
NOW icon
483
ServiceNow
NOW
$132B
$9K ﹤0.01%
75
– –
OKTA icon
484
Okta
OKTA
$26.2B
$9K ﹤0.01%
40
– –
PDP icon
485
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$9K ﹤0.01%
104
– –
IMVP
486
Invesco India ETF
IMVP
$108M
$9K ﹤0.01%
333
+1
+0.3% +$27
VTR icon
487
Ventas
VTR
$47.2B
$9K ﹤0.01%
155
+43
+38% +$2.46K
VTRS icon
488
Viatris
VTRS
$18.7B
$9K ﹤0.01%
656
-48
-7% -$681
ZM icon
489
Zoom
ZM
$31.4B
$9K ﹤0.01%
35
– –
XIFR
490
XPLR Infrastructure LP
XIFR
$1.07B
$9K ﹤0.01%
125
– –
APPN icon
491
Appian
APPN
$2.55B
$8K ﹤0.01%
85
– –
ARKG icon
492
ARK Genomic Revolution ETF
ARKG
$1.78B
$8K ﹤0.01%
102
– –
ARKQ icon
493
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$8K ﹤0.01%
100
– –
DIA icon
494
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$8K ﹤0.01%
24
– –
FENY icon
495
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$8K ﹤0.01%
573
+6
+1% +$81
FVRR icon
496
Fiverr
FVRR
$327M
$8K ﹤0.01%
45
– –
GTX icon
497
Garrett Motion
GTX
$5.41B
$8K ﹤0.01%
1,047
– –
IYM icon
498
iShares US Basic Materials ETF
IYM
$1.03B
$8K ﹤0.01%
67
– –
PJP icon
499
Invesco Pharmaceuticals ETF
PJP
$501M
$8K ﹤0.01%
107
– –
RKT icon
500
Rocket Companies
RKT
$39B
$8K ﹤0.01%
500
-4,533
-90% -$79.2K
18 19
20
21 22

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Tradewinds Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Tradewinds Capital Management held 833 positions worth $589M, up 7.9% from $546M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $53.4M of net new capital in Q3 2021, opening 28 new positions and adding to 136 existing holdings. Its largest new stake was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab International Small-Cap Equity ETF, an estimated $26.2M trimmed.

  • Tradewinds Capital Management's largest Q3 2021 buy was State Street SPDR Dow Jones Global Real Estate ETF: 491,876 shares worth $25.1M.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q3 2021, an estimated $34.4M increase.
  • Tradewinds Capital Management's biggest Q3 2021 reduction was Schwab International Small-Cap Equity ETF, cutting an estimated $26.2M.
  • Tradewinds Capital Management fully exited Curis in Q3 2021, selling an estimated $48K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $589M portfolio in Q3 2021.
  • Tradewinds Capital Management opened 28 new positions and closed 45 in Q3 2021.
  • Tradewinds Capital Management's portfolio value rose 7.9% quarter-over-quarter to $589M.

Based on Tradewinds Capital Management's 13F filing for Q3 2021, filed 4 Nov 2021.