We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.88%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$502M
AUM Growth
+$40.2M
Cap. Flow
+$19.8M
Cap. Flow %
3.94%
Top 10 Hldgs %
58.43%
Holding
811
New
97
Increased
132
Reduced
114
Closed
37

Top Buys

Rank Stock Value
1
PSK icon
State Street SPDR ICE Preferred Securities ETF
PSK
+$24M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$23.4M
3
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$22.6M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$22.2M
5
JJE
iPath Series B Bloomberg Energy Subindex Total ReturnSM ETN
JJE
+$21.4M

Top Sells

Rank Stock Value
1
EWY icon
iShares MSCI South Korea ETF
EWY
+$22M
2
EWG icon
iShares MSCI Germany ETF
EWG
+$21.4M
3
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$21.3M
4
INDA icon
iShares MSCI India ETF
INDA
+$21.2M
5
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$20.7M

Sector Composition

Rank Sector Weight
1 Technology 16.07%
2 Consumer Discretionary 3.57%
3 Industrials 2.82%
4 Healthcare 1.56%
5 Financials 1.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
476
First Majestic Silver
AG
$9.29B
$8K ﹤0.01%
510
-500
-50% -$8.02K
ARKQ icon
477
ARK Autonomous Technology & Robotics ETF
ARKQ
$2.06B
$8K ﹤0.01%
+100
New +$8.79K
BHP icon
478
BHP
BHP
$230B
$8K ﹤0.01%
137
– –
CSL icon
479
Carlisle Companies
CSL
$15.3B
$8K ﹤0.01%
50
– –
DIA icon
480
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$48.4B
$8K ﹤0.01%
24
– –
GEO icon
481
The GEO Group
GEO
$4.04B
$8K ﹤0.01%
1,000
– –
IIM icon
482
Invesco Value Municipal Income Trust
IIM
$595M
$8K ﹤0.01%
510
+7
+1% +$110
IQ icon
483
iQIYI
IQ
$1.31B
$8K ﹤0.01%
500
– –
IYM icon
484
iShares US Basic Materials ETF
IYM
$1.03B
$8K ﹤0.01%
67
– –
JD icon
485
JD.com
JD
$45.2B
$8K ﹤0.01%
100
– –
JNUG icon
486
Direxion Daily Junior Gold Miners Index Bull 2X ETF
JNUG
$541M
$8K ﹤0.01%
100
– –
NOW icon
487
ServiceNow
NOW
$132B
$8K ﹤0.01%
75
-50
-40% -$5.28K
IMVP
488
Invesco India ETF
IMVP
$108M
$8K ﹤0.01%
332
– –
PJP icon
489
Invesco Pharmaceuticals ETF
PJP
$501M
$8K ﹤0.01%
107
– –
RMD icon
490
ResMed
RMD
$31.9B
$8K ﹤0.01%
43
– –
SAND
491
DELISTED
Sandstorm Gold
SAND
$8K ﹤0.01%
1,185
– –
SCHZ icon
492
Schwab US Aggregate Bond ETF
SCHZ
$10.5B
$8K ﹤0.01%
300
+2
+0.7% +$55
SU icon
493
Suncor Energy
SU
$73.4B
$8K ﹤0.01%
363
+95
+35% +$1.86K
BLDP
494
Ballard Power Systems
BLDP
$769M
$7K ﹤0.01%
270
– –
BWX icon
495
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$7K ﹤0.01%
227
– –
CRSP icon
496
CRISPR Therapeutics
CRSP
$5.17B
$7K ﹤0.01%
60
– –
EVR icon
497
Evercore
EVR
$11.5B
$7K ﹤0.01%
55
– –
FENY icon
498
Fidelity MSCI Energy Index ETF
FENY
$2.03B
$7K ﹤0.01%
562
+6
+1% +$75
FSLY icon
499
Fastly Inc
FSLY
$4.42B
$7K ﹤0.01%
100
– –
ILMN icon
500
Illumina
ILMN
$29B
$7K ﹤0.01%
17
+8
+89% +$3.26K
18 19
20
21 22

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q1 2021 Portfolio in Review

As of Q1 2021, Tradewinds Capital Management held 811 positions worth $502M, up 8.7% from $462M the previous quarter. Its ten largest holdings account for 58% of the portfolio.

Tradewinds Capital Management deployed $19.8M of net new capital in Q1 2021, opening 97 new positions and adding to 132 existing holdings. Its largest new stake was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, down from 17% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was iShares MSCI South Korea ETF, an estimated $22M trimmed.

  • Tradewinds Capital Management's largest Q1 2021 buy was State Street SPDR ICE Preferred Securities ETF: 557,000 shares worth $24.2M.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q1 2021, an estimated $23.4M increase.
  • Tradewinds Capital Management's biggest Q1 2021 reduction was iShares MSCI South Korea ETF, cutting an estimated $22M.
  • Tradewinds Capital Management fully exited Otelco, Inc. Class A in Q1 2021, selling an estimated $265K.
  • Tradewinds Capital Management's ten largest holdings make up 58% of its $502M portfolio in Q1 2021.
  • Tradewinds Capital Management opened 97 new positions and closed 37 in Q1 2021.
  • Tradewinds Capital Management's portfolio value rose 8.7% quarter-over-quarter to $502M.

Based on Tradewinds Capital Management's 13F filing for Q1 2021, filed 23 Apr 2021.