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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+12.47%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$462M
AUM Growth
+$45M
Cap. Flow
+$2.27M
Cap. Flow %
0.49%
Top 10 Hldgs %
57.24%
Holding
747
New
56
Increased
118
Reduced
87
Closed
37

Top Buys

Rank Stock Value
1
EWG icon
iShares MSCI Germany ETF
EWG
+$19.7M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$19.1M
3
INDA icon
iShares MSCI India ETF
INDA
+$18.5M
4
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$18.5M
5
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$17.9M

Top Sells

Rank Stock Value
1
GXC icon
State Street SPDR S&P China ETF
GXC
+$21.8M
2
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.4M
3
FM
iShares Frontier and Select EM ETF
FM
+$18.9M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$18.6M
5
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$15M

Sector Composition

Rank Sector Weight
1 Technology 17.25%
2 Consumer Discretionary 3.88%
3 Industrials 2.7%
4 Healthcare 1.6%
5 Consumer Staples 1.55%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDYA icon
476
IDEAYA Biosciences
IDYA
$3.57B
$7K ﹤0.01%
+500
New +$6.77K
KNDI
477
Kandi Technologies Group
KNDI
$62.4M
$7K ﹤0.01%
1,000
-1,000
-50% -$8.23K
OXY icon
478
Occidental Petroleum
OXY
$59.2B
$7K ﹤0.01%
400
– –
PTON icon
479
Peloton Interactive
PTON
$2.44B
$7K ﹤0.01%
45
+15
+50% +$1.83K
VOT icon
480
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$7K ﹤0.01%
33
– –
SILV
481
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$7K ﹤0.01%
670
– –
AUY
482
DELISTED
Yamana Gold, Inc.
AUY
$7K ﹤0.01%
1,230
– –
ADSK icon
483
Autodesk
ADSK
$53.4B
$6K ﹤0.01%
+20
New +$5.27K
AEM icon
484
Agnico Eagle Mines
AEM
$92B
$6K ﹤0.01%
81
– –
BLDP
485
Ballard Power Systems
BLDP
$784M
$6K ﹤0.01%
270
– –
ENPH icon
486
Enphase Energy
ENPH
$5.53B
$6K ﹤0.01%
+36
New +$4.57K
EVR icon
487
Evercore
EVR
$11.7B
$6K ﹤0.01%
55
– –
FENY icon
488
Fidelity MSCI Energy Index ETF
FENY
$2.05B
$6K ﹤0.01%
556
+6
+1% +$55
FIS icon
489
Fidelity National Information Services
FIS
$22.2B
$6K ﹤0.01%
42
– –
FSM icon
490
Fortuna Silver Mines
FSM
$3.18B
$6K ﹤0.01%
750
– –
HFRO
491
Highland Opportunities and Income Fund
HFRO
$403M
$6K ﹤0.01%
578
– –
HXL icon
492
Hexcel
HXL
$7.6B
$6K ﹤0.01%
115
– –
LQD icon
493
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.7B
$6K ﹤0.01%
40
– –
NFLX icon
494
Netflix
NFLX
$312B
$6K ﹤0.01%
120
– –
PBA icon
495
Pembina Pipeline
PBA
$28.3B
$6K ﹤0.01%
233
– –
RL icon
496
Ralph Lauren
RL
$23.8B
$6K ﹤0.01%
55
– –
SBRA icon
497
Sabra Healthcare REIT
SBRA
$5.11B
$6K ﹤0.01%
350
– –
SKT icon
498
Tanger
SKT
$4.47B
$6K ﹤0.01%
640
– –
SNPS icon
499
Synopsys
SNPS
$78.7B
$6K ﹤0.01%
25
– –
TEAM icon
500
Atlassian
TEAM
$39.3B
$6K ﹤0.01%
25
– –
18 19
20
21 22

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MCM
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KF
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PSC
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AHSW
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KBG
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Tradewinds Capital Management's Q4 2020 Portfolio in Review

As of Q4 2020, Tradewinds Capital Management held 747 positions worth $462M, up 11% from $417M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2020 filing shows 56 new, 118 increased, 87 reduced and 37 closed positions. Its largest new stake was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M. The largest sale was State Street SPDR S&P China ETF, an estimated $21.8M.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Consumer Discretionary and Industrials.

  • Tradewinds Capital Management's largest Q4 2020 buy was Schwab International Small-Cap Equity ETF: 546,235 shares worth $20.6M.
  • Tradewinds Capital Management added most to iShares MSCI Germany ETF in Q4 2020, an estimated $19.7M increase.
  • Tradewinds Capital Management's biggest Q4 2020 reduction was State Street SPDR S&P China ETF, cutting an estimated $21.8M.
  • Tradewinds Capital Management fully exited Bank of America Series L in Q4 2020, selling an estimated $82K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $462M portfolio in Q4 2020.
  • Tradewinds Capital Management opened 56 new positions and closed 37 in Q4 2020.
  • Tradewinds Capital Management's portfolio value rose 11% quarter-over-quarter to $462M.

Based on Tradewinds Capital Management's 13F filing for Q4 2020, filed 10 Feb 2021.