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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-11.39%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$678K
Cap. Flow
+$52.3M
Cap. Flow %
16.37%
Top 10 Hldgs %
64.89%
Holding
783
New
80
Increased
123
Reduced
123
Closed
88

Top Buys

Rank Stock Value
1
SCHO icon
Schwab Short-Term US Treasury ETF
SCHO
+$33.5M
2
HYMB icon
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
+$16.7M
3
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$16M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$15.8M
5
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.9M

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$23.1M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$15.9M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$13.9M
4
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$13.3M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$12.8M

Sector Composition

Rank Sector Weight
1 Technology 17.62%
2 Consumer Discretionary 3.53%
3 Industrials 2.76%
4 Healthcare 1.8%
5 Consumer Staples 1.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LYFT icon
476
Lyft
LYFT
$6.69B
$4K ﹤0.01%
+135
New +$5.36K
MCHP icon
477
Microchip Technology
MCHP
$44B
$4K ﹤0.01%
120
– –
PBA icon
478
Pembina Pipeline
PBA
$28.4B
$4K ﹤0.01%
233
– –
RCL icon
479
Royal Caribbean
RCL
$81.2B
$4K ﹤0.01%
+113
New +$10.3K
RDFN
480
DELISTED
Redfin
RDFN
$4K ﹤0.01%
233
– –
RL icon
481
Ralph Lauren
RL
$23.8B
$4K ﹤0.01%
55
– –
SA
482
Seabridge Gold
SA
$3.41B
$4K ﹤0.01%
400
– –
SBRA icon
483
Sabra Healthcare REIT
SBRA
$5.12B
$4K ﹤0.01%
+350
New +$6.45K
SPH icon
484
Suburban Propane Partners
SPH
$1.18B
$4K ﹤0.01%
300
– –
SU icon
485
Suncor Energy
SU
$74.1B
$4K ﹤0.01%
268
-135
-33% -$3.54K
TCOM icon
486
Trip.com Group
TCOM
$29.1B
$4K ﹤0.01%
150
– –
TD icon
487
Toronto Dominion Bank
TD
$201B
$4K ﹤0.01%
88
– –
TEVA icon
488
Teva Pharmaceuticals
TEVA
$42.5B
$4K ﹤0.01%
465
– –
VFC icon
489
VF Corp
VFC
$5.85B
$4K ﹤0.01%
65
– –
VOT icon
490
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.8B
$4K ﹤0.01%
33
– –
HEP
491
DELISTED
Holly Energy Partners, L.P.
HEP
$4K ﹤0.01%
300
– –
NBL
492
DELISTED
Noble Energy, Inc.
NBL
$4K ﹤0.01%
600
– –
TERP
493
DELISTED
TerraForm Power, Inc
TERP
$4K ﹤0.01%
+256
New +$4.46K
MFT
494
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
APD icon
495
Air Products & Chemicals
APD
$68.5B
$3K ﹤0.01%
17
– –
BSCP
496
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3K ﹤0.01%
140
– –
CRSP icon
497
CRISPR Therapeutics
CRSP
$5.17B
$3K ﹤0.01%
60
-15
-20% -$775
DGP icon
498
DB Gold Double Long ETN due February 15, 2038
DGP
$252M
$3K ﹤0.01%
100
– –
DLR icon
499
Digital Realty Trust
DLR
$70.8B
$3K ﹤0.01%
+21
New +$2.67K
EVR icon
500
Evercore
EVR
$11.7B
$3K ﹤0.01%
55
– –
18 19
20
21 22

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MCM
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KF
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AHSW
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KBG
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Tradewinds Capital Management's Q1 2020 Portfolio in Review

As of Q1 2020, Tradewinds Capital Management held 783 positions worth $319M, up 0.21% from $319M the previous quarter. Its ten largest holdings account for 65% of the portfolio.

Tradewinds Capital Management deployed $52.3M of net new capital in Q1 2020, opening 80 new positions and adding to 123 existing holdings. Its largest new stake was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Consumer Discretionary and Industrials.

On the sell side, the largest reduction was Schwab US Large- Cap ETF, an estimated $23.1M trimmed.

  • Tradewinds Capital Management's largest Q1 2020 buy was State Street SPDR S&P 600 Small Cap Growth ETF: 267,551 shares worth $12.4M.
  • Tradewinds Capital Management added most to Schwab Short-Term US Treasury ETF in Q1 2020, an estimated $33.5M increase.
  • Tradewinds Capital Management's biggest Q1 2020 reduction was Schwab US Large- Cap ETF, cutting an estimated $23.1M.
  • Tradewinds Capital Management fully exited State Street SPDR Portfolio S&P 500 Value ETF in Q1 2020, selling an estimated $1.47M.
  • Tradewinds Capital Management's ten largest holdings make up 65% of its $319M portfolio in Q1 2020.
  • Tradewinds Capital Management opened 80 new positions and closed 88 in Q1 2020.
  • Tradewinds Capital Management's portfolio value rose 0.21% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q1 2020, filed 11 May 2020.