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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+6.67%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$319M
AUM Growth
+$66.5M
Cap. Flow
+$48.5M
Cap. Flow %
15.21%
Top 10 Hldgs %
60.16%
Holding
729
New
89
Increased
156
Reduced
66
Closed
28

Top Buys

Rank Stock Value
1
CORP icon
PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund
CORP
+$19.3M
2
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$14.7M
3
RSPN icon
Invesco S&P 500 Equal Weight Industrials ETF
RSPN
+$14.7M
4
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$14.7M
5
EWG icon
iShares MSCI Germany ETF
EWG
+$13.5M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$28.9M
2
EWA icon
iShares MSCI Australia ETF
EWA
+$14.6M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$14.2M
4
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.1M
5
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$4.09M

Sector Composition

Rank Sector Weight
1 Technology 18.65%
2 Industrials 4.35%
3 Consumer Discretionary 4.04%
4 Healthcare 2.06%
5 Financials 2.05%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFV icon
476
iShares MSCI EAFE Value ETF
EFV
$30.2B
$6K ﹤0.01%
129
– –
ET icon
477
Energy Transfer Partners
ET
$69.3B
$6K ﹤0.01%
500
– –
FIS icon
478
Fidelity National Information Services
FIS
$22.1B
$6K ﹤0.01%
42
– –
IYE icon
479
iShares US Energy ETF
IYE
$1.7B
$6K ﹤0.01%
200
– –
LNG icon
480
Cheniere Energy
LNG
$52.9B
$6K ﹤0.01%
+101
New +$6.22K
MCHP icon
481
Microchip Technology
MCHP
$46B
$6K ﹤0.01%
120
– –
MPLX icon
482
MPLX
MPLX
$59.7B
$6K ﹤0.01%
+220
New +$5.61K
NFLX icon
483
Netflix
NFLX
$309B
$6K ﹤0.01%
170
-320
-65% -$9.49K
IMVP
484
Invesco India ETF
IMVP
$109M
$6K ﹤0.01%
327
– –
RDN icon
485
Radian Group
RDN
$4.93B
$6K ﹤0.01%
+235
New +$5.84K
RL icon
486
Ralph Lauren
RL
$23.6B
$6K ﹤0.01%
+55
New +$5.79K
SA
487
Seabridge Gold
SA
$3.35B
$6K ﹤0.01%
400
– –
TMUS icon
488
T-Mobile US
TMUS
$190B
$6K ﹤0.01%
75
– –
UBER icon
489
Uber
UBER
$153B
$6K ﹤0.01%
210
+25
+14% +$742
VFC icon
490
VF Corp
VFC
$5.89B
$6K ﹤0.01%
65
– –
BECN
491
DELISTED
Beacon Roofing Supply, Inc.
BECN
$6K ﹤0.01%
175
– –
GER
492
DELISTED
Goldman Sachs MLP Energy Renaissance Fund
GER
$6K ﹤0.01%
149
-2,216
-94% -$87.7K
CXO
493
DELISTED
CONCHO RESOURCES INC.
CXO
$6K ﹤0.01%
71
+35
+97% +$2.53K
ABEV icon
494
Ambev
ABEV
$46.4B
$5K ﹤0.01%
1,044
– –
BIDU icon
495
Baidu
BIDU
$37.2B
$5K ﹤0.01%
40
– –
CRSP icon
496
CRISPR Therapeutics
CRSP
$5.17B
$5K ﹤0.01%
+75
New +$4.09K
GM icon
497
General Motors
GM
$76.8B
$5K ﹤0.01%
136
– –
HAS icon
498
Hasbro
HAS
$13.2B
$5K ﹤0.01%
50
– –
KNDI
499
Kandi Technologies Group
KNDI
$65.5M
$5K ﹤0.01%
1,000
– –
LQD icon
500
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$32.8B
$5K ﹤0.01%
+40
New +$5.09K
18 19
20
21 22

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AAS
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FGAM
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MCM
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KF
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TCP
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PSC
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Tradewinds Capital Management's Q4 2019 Portfolio in Review

As of Q4 2019, Tradewinds Capital Management held 729 positions worth $319M, up 26% from $252M the previous quarter. Its ten largest holdings account for 60% of the portfolio.

Tradewinds Capital Management deployed $48.5M of net new capital in Q4 2019, opening 89 new positions and adding to 156 existing holdings. Its largest new stake was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $28.9M trimmed.

  • Tradewinds Capital Management's largest Q4 2019 buy was PIMCO Investment Grade Corporate Bond Index Exchange-Traded Fund: 176,180 shares worth $19.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q4 2019 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $28.9M.
  • Tradewinds Capital Management fully exited SPDR Solactive Germany ETF in Q4 2019, selling an estimated $1.38M.
  • Tradewinds Capital Management's ten largest holdings make up 60% of its $319M portfolio in Q4 2019.
  • Tradewinds Capital Management opened 89 new positions and closed 28 in Q4 2019.
  • Tradewinds Capital Management's portfolio value rose 26% quarter-over-quarter to $319M.

Based on Tradewinds Capital Management's 13F filing for Q4 2019, filed 4 Feb 2020.