We are live on ! Find out more
TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+0.96%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$252M
AUM Growth
+$7.38M
Cap. Flow
+$5.26M
Cap. Flow %
2.09%
Top 10 Hldgs %
67.32%
Holding
672
New
55
Increased
127
Reduced
53
Closed
31

Top Buys

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$14.7M
2
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$14.2M
3
GXC icon
State Street SPDR S&P China ETF
GXC
+$13.8M
4
SGOL icon
abrdn Physical Gold Shares ETF
SGOL
+$3.91M
5
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$3.57M

Top Sells

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$17M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$9.99M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$5.66M
4
SCHH icon
Schwab US REIT ETF
SCHH
+$5.22M
5
EWP icon
iShares MSCI Spain ETF
EWP
+$3.88M

Sector Composition

Rank Sector Weight
1 Technology 21.52%
2 Industrials 5.39%
3 Consumer Discretionary 4.66%
4 Financials 2.32%
5 Consumer Staples 2.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCOM icon
476
Trip.com Group
TCOM
$29.1B
$4K ﹤0.01%
150
– –
UA icon
477
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
212
– –
FMO
478
DELISTED
Fiduciary/Claymore Energy Infrastructure Fund
FMO
$4K ﹤0.01%
+95
New +$4.42K
MFT
479
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
AIG icon
480
American International
AIG
$41.3B
$3K ﹤0.01%
+47
New +$2.6K
APOG icon
481
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BDJ icon
482
BlackRock Enhanced Equity Dividend Trust
BDJ
$1.73B
$3K ﹤0.01%
287
– –
BFH icon
483
Bread Financial
BFH
$4.38B
$3K ﹤0.01%
33
– –
BNS icon
484
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
BSCP
485
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
$3K ﹤0.01%
140
-77,914
-100% -$1.66M
COLD icon
486
Americold
COLD
$4.27B
$3K ﹤0.01%
+70
New +$2.46K
DGP icon
487
DB Gold Double Long ETN due February 15, 2038
DGP
$248M
$3K ﹤0.01%
100
– –
EET icon
488
ProShares Ultra MSCI Emerging Markets
EET
$36.1M
$3K ﹤0.01%
45
– –
ESRT icon
489
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
226
+2
+0.9% +$28
EXC icon
490
Exelon
EXC
$47B
$3K ﹤0.01%
81
– –
GBX icon
491
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
GS icon
492
Goldman Sachs
GS
$303B
$3K ﹤0.01%
13
– –
HMY icon
493
Harmony Gold Mining
HMY
$12.3B
$3K ﹤0.01%
1,071
– –
ICF icon
494
iShares Select U.S. REIT ETF
ICF
$2.11B
$3K ﹤0.01%
+50
New +$2.92K
KGC icon
495
Kinross Gold
KGC
$32.8B
$3K ﹤0.01%
545
– –
MA icon
496
Mastercard
MA
$493B
$3K ﹤0.01%
+11
New +$3.03K
MELI icon
497
Mercado Libre
MELI
$92.3B
$3K ﹤0.01%
6
-4
-40% -$2.42K
RXL icon
498
ProShares Ultra Health Care
RXL
$87.7M
$3K ﹤0.01%
108
– –
SJM icon
499
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
29
– –
TAK icon
500
Takeda Pharmaceutical
TAK
$55.7B
$3K ﹤0.01%
190
– –
18 19
20
21 22

Similar funds

AMCA
Arthur M. Cohen & Associates Northbrook, Illinois $563M AUM 20.97% 1-Year Est. Return
PDL
Portfolio Design Labs Encino, California $562M AUM 20.39% 1-Year Est. Return
AAS
Asset Allocation Strategies Farmington, Michigan $563M AUM 15.65% 1-Year Est. Return
FGAM
Financial Gravity Asset Management Lakeway, Texas $562M AUM
MCM
Maytus Capital Management New York $562M AUM 71.97% 1-Year Est. Return
KF
KKM Financial Chicago, Illinois $563M AUM 28.2% 1-Year Est. Return
TCP
ThornTree Capital Partners Boston, Massachusetts $564M AUM 36.37% 1-Year Est. Return
PSC
Patient Square Capital Menlo Park, California $564M AUM 261.3% 1-Year Est. Return

Tradewinds Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Tradewinds Capital Management held 672 positions worth $252M, up 3% from $245M the previous quarter. Its ten largest holdings account for 67% of the portfolio.

Tradewinds Capital Management's Q3 2019 filing shows 55 new, 127 increased, 53 reduced and 31 closed positions. Its largest new stake was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M. The largest sale was Invesco S&P 500 Equal Weight Utilities ETF, an estimated $17M.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2019 buy was State Street SPDR S&P China ETF: 149,064 shares worth $13.5M.
  • Tradewinds Capital Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q3 2019, an estimated $14.7M increase.
  • Tradewinds Capital Management's biggest Q3 2019 reduction was Invesco S&P 500 Equal Weight Utilities ETF, cutting an estimated $17M.
  • Tradewinds Capital Management fully exited Chipotle Mexican Grill in Q3 2019, selling an estimated $147K.
  • Tradewinds Capital Management's ten largest holdings make up 67% of its $252M portfolio in Q3 2019.
  • Tradewinds Capital Management opened 55 new positions and closed 31 in Q3 2019.
  • Tradewinds Capital Management's portfolio value rose 3% quarter-over-quarter to $252M.

Based on Tradewinds Capital Management's 13F filing for Q3 2019, filed 17 Oct 2019.