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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+11.4%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$273M
AUM Growth
+$69.5M
Cap. Flow
+$42.8M
Cap. Flow %
15.68%
Top 10 Hldgs %
61.32%
Holding
683
New
34
Increased
82
Reduced
106
Closed
63

Top Buys

Rank Stock Value
1
SCHR
Schwab Intermediately-Term US Treasury ETF
SCHR
+$28.4M
2
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$13.8M
3
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$12.7M
4
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$12.7M
5
RSPD icon
Invesco S&P 500 Equal Weight Consumer Discretionary ETF
RSPD
+$12.2M

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$16.9M
2
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$12.7M
3
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$11.7M
4
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11M
5
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$10.1M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Industrials 4.91%
3 Consumer Discretionary 3.65%
4 Healthcare 1.96%
5 Financials 1.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIG icon
476
CEMIG Preferred Shares
CIG
$6.01B
$4K ﹤0.01%
2,148
– –
EMLC icon
477
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$4K ﹤0.01%
116
-184
-61% -$6.25K
ESRT icon
478
Empire State Realty Trust
ESRT
$836M
$4K ﹤0.01%
223
+2
+0.9% +$31
HMC icon
479
Honda
HMC
$41.3B
$4K ﹤0.01%
158
+150
+1,875% +$4.21K
KMB icon
480
Kimberly-Clark
KMB
$36.5B
$4K ﹤0.01%
35
-100
-74% -$11.6K
MDY icon
481
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$4K ﹤0.01%
10
– –
NUGT icon
482
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.21B
$4K ﹤0.01%
36
– –
RMD icon
483
ResMed
RMD
$30.7B
$4K ﹤0.01%
43
– –
SJM icon
484
J.M. Smucker
SJM
$12.8B
$4K ﹤0.01%
31
– –
SSO icon
485
ProShares Ultra S&P500
SSO
$8.41B
$4K ﹤0.01%
+240
New +$3.27K
TBI
486
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
TEL icon
487
TE Connectivity
TEL
$62.6B
$4K ﹤0.01%
50
– –
UA icon
488
Under Armour Class C
UA
$2.53B
$4K ﹤0.01%
212
– –
WRB icon
489
W.R. Berkley
WRB
$26.6B
$4K ﹤0.01%
162
-169
-51% -$3.98K
XPP icon
490
ProShares Ultra FTSE China 50 of PROSHARES TRUST
XPP
$8.93M
$4K ﹤0.01%
+50
New +$3.36K
ASXC
491
DELISTED
Asensus Surgical, Inc.
ASXC
$4K ﹤0.01%
138
-5,593
-98% -$187K
GLUU
492
DELISTED
Glu Mobile Inc.
GLUU
$4K ﹤0.01%
350
-100
-22% -$941
CXO
493
DELISTED
CONCHO RESOURCES INC.
CXO
$4K ﹤0.01%
36
– –
MFT
494
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
AEP icon
495
American Electric Power
AEP
$68.4B
$3K ﹤0.01%
+35
New +$2.78K
APOG icon
496
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BNS icon
497
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CCJ icon
498
Cameco
CCJ
$42.4B
$3K ﹤0.01%
+250
New +$3K
CRSP icon
499
CRISPR Therapeutics
CRSP
$5.17B
$3K ﹤0.01%
+85
New +$2.94K
DVN icon
500
Devon Energy
DVN
$47.3B
$3K ﹤0.01%
100
– –
18 19
20
21 22

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AAS
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MCM
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Tradewinds Capital Management's Q1 2019 Portfolio in Review

As of Q1 2019, Tradewinds Capital Management held 683 positions worth $273M, up 34% from $203M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Tradewinds Capital Management deployed $42.8M of net new capital in Q1 2019, opening 34 new positions and adding to 82 existing holdings. Its largest new stake was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 21% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $16.9M trimmed.

  • Tradewinds Capital Management's largest Q1 2019 buy was Schwab Intermediately-Term US Treasury ETF: 1,069,496 shares worth $28.8M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Health Care ETF in Q1 2019, an estimated $12.7M increase.
  • Tradewinds Capital Management's biggest Q1 2019 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $16.9M.
  • Tradewinds Capital Management fully exited Invesco S&P 500 Equal Weight Energy ETF in Q1 2019, selling an estimated $10.1M.
  • Tradewinds Capital Management's ten largest holdings make up 61% of its $273M portfolio in Q1 2019.
  • Tradewinds Capital Management opened 34 new positions and closed 63 in Q1 2019.
  • Tradewinds Capital Management's portfolio value rose 34% quarter-over-quarter to $273M.

Based on Tradewinds Capital Management's 13F filing for Q1 2019, filed 23 Apr 2019.