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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-13.25%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$203M
AUM Growth
-$57.5M
Cap. Flow
-$22.3M
Cap. Flow %
-10.95%
Top 10 Hldgs %
63.99%
Holding
723
New
58
Increased
84
Reduced
132
Closed
73

Top Buys

Rank Stock Value
1
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$12.3M
2
RSPG icon
Invesco S&P 500 Equal Weight Energy ETF
RSPG
+$12.3M
3
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$11.3M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$5.02M
5
BANR icon
Banner Corp
BANR
+$1.17M

Top Sells

Rank Stock Value
1
RSPH icon
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
+$20.3M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$12.6M
3
MLPA icon
Global X MLP ETF
MLPA
+$11.1M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$7.94M
5
DYLS
WisdomTree Dynamic Long/Short U.S. Equity Fund
DYLS
+$4.13M

Sector Composition

Rank Sector Weight
1 Technology 21.49%
2 Industrials 5.7%
3 Consumer Discretionary 4.47%
4 Healthcare 2.69%
5 Financials 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VFC icon
476
VF Corp
VFC
$5.89B
$5K ﹤0.01%
69
– –
VGIT icon
477
Vanguard Intermediate-Term Treasury ETF
VGIT
$42.4B
$5K ﹤0.01%
+79
New +$4.92K
SPWR
478
DELISTED
SunPower Corporation Common Stock
SPWR
$5K ﹤0.01%
1,680
– –
MFGP
479
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
$5K ﹤0.01%
226
– –
AG icon
480
First Majestic Silver
AG
$9.07B
$4K ﹤0.01%
610
-200
-25% -$1.11K
BFH icon
481
Bread Financial
BFH
$4.38B
$4K ﹤0.01%
33
– –
C icon
482
Citigroup
C
$226B
$4K ﹤0.01%
72
-90
-56% -$5.7K
CIG icon
483
CEMIG Preferred Shares
CIG
$6.01B
$4K ﹤0.01%
2,148
– –
COR icon
484
Cencora
COR
$61.2B
$4K ﹤0.01%
51
– –
CRON
485
Cronos Group
CRON
$1.14B
$4K ﹤0.01%
412
+89
+28% +$857
DBEF icon
486
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
$9.39B
$4K ﹤0.01%
+157
New +$4.72K
EVR icon
487
Evercore
EVR
$11.8B
$4K ﹤0.01%
55
– –
FIS icon
488
Fidelity National Information Services
FIS
$22.1B
$4K ﹤0.01%
42
– –
FNDE icon
489
Schwab Fundamental Emerging Markets Large Company Index ETF
FNDE
$10B
$4K ﹤0.01%
+170
New +$4.61K
GBX icon
490
The Greenbrier Companies
GBX
$1.46B
$4K ﹤0.01%
100
– –
KNDI
491
Kandi Technologies Group
KNDI
$65.5M
$4K ﹤0.01%
1,000
– –
MCHP icon
492
Microchip Technology
MCHP
$46B
$4K ﹤0.01%
120
– –
MDYV icon
493
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
$2.88B
$4K ﹤0.01%
98
-452
-82% -$22.2K
MOS icon
494
The Mosaic Company
MOS
$7.33B
$4K ﹤0.01%
150
-1,500
-91% -$49.4K
MS icon
495
Morgan Stanley
MS
$340B
$4K ﹤0.01%
110
-194
-64% -$8.47K
NTLA icon
496
Intellia Therapeutics
NTLA
$1.67B
$4K ﹤0.01%
264
+30
+13% +$558
PCG icon
497
PG&E
PCG
$38.5B
$4K ﹤0.01%
173
– –
SBIO icon
498
ALPS Medical Breakthroughs ETF
SBIO
$216M
$4K ﹤0.01%
135
– –
TCOM icon
499
Trip.com Group
TCOM
$29.1B
$4K ﹤0.01%
150
– –
TEL icon
500
TE Connectivity
TEL
$62.6B
$4K ﹤0.01%
50
– –
18 19
20
21 22

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Tradewinds Capital Management's Q4 2018 Portfolio in Review

As of Q4 2018, Tradewinds Capital Management held 723 positions worth $203M, down 22% from $261M the previous quarter. Its ten largest holdings account for 64% of the portfolio.

Tradewinds Capital Management withdrew a net $22.3M in Q4 2018, closing 73 positions and reducing 132 holdings. Its most notable exit was WisdomTree Dynamic Long/Short U.S. Equity Fund, an estimated $4.13M position sold in full.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in Invesco S&P 500 Equal Weight Energy ETF worth $10.1M.

  • Tradewinds Capital Management's largest Q4 2018 buy was Invesco S&P 500 Equal Weight Energy ETF: 233,430 shares worth $10.1M.
  • Tradewinds Capital Management added most to Invesco S&P 500 Equal Weight Utilities ETF in Q4 2018, an estimated $12.3M increase.
  • Tradewinds Capital Management's biggest Q4 2018 reduction was Invesco S&P 500 Equal Weight Health Care ETF, cutting an estimated $20.3M.
  • Tradewinds Capital Management fully exited WisdomTree Dynamic Long/Short U.S. Equity Fund in Q4 2018, selling an estimated $4.13M.
  • Tradewinds Capital Management's ten largest holdings make up 64% of its $203M portfolio in Q4 2018.
  • Tradewinds Capital Management opened 58 new positions and closed 73 in Q4 2018.
  • Tradewinds Capital Management's portfolio value fell 22% quarter-over-quarter to $203M.

Based on Tradewinds Capital Management's 13F filing for Q4 2018, filed 31 Jan 2019.