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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$205M
AUM Growth
+$9.01M
Cap. Flow
-$1.48M
Cap. Flow %
-0.72%
Top 10 Hldgs %
56.5%
Holding
787
New
95
Increased
97
Reduced
106
Closed
51

Top Buys

Rank Stock Value
1
EWP icon
iShares MSCI Spain ETF
EWP
+$12.1M
2
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$5.5M
3
RSPM icon
Invesco S&P 500 Equal Weight Materials ETF
RSPM
+$3.85M
4
ZJPN
SPDR Solactive Japan ETF
ZJPN
+$3.84M
5
SCHA icon
Schwab U.S Small- Cap ETF
SCHA
+$2.74M

Top Sells

Rank Stock Value
1
RSPF icon
Invesco S&P 500 Equal Weight Financials ETF
RSPF
+$11.6M
2
RSPT icon
Invesco S&P 500 Equal Weight Technology ETF
RSPT
+$11.4M
3
SCHH icon
Schwab US REIT ETF
SCHH
+$4.21M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$2.59M
5
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$920K

Sector Composition

Rank Sector Weight
1 Technology 20.8%
2 Industrials 6.79%
3 Consumer Discretionary 4.09%
4 Healthcare 3.16%
5 Financials 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BX icon
476
Blackstone
BX
$110B
$6K ﹤0.01%
+200
New +$6.51K
BBBY
477
Bed Bath & Beyond
BBBY
$453M
$6K ﹤0.01%
+133
New +$4.8K
CSL icon
478
Carlisle Companies
CSL
$15.4B
$6K ﹤0.01%
50
– –
DB icon
479
Deutsche Bank
DB
$71.6B
$6K ﹤0.01%
334
– –
EEM icon
480
iShares MSCI Emerging Markets ETF
EEM
$29.4B
$6K ﹤0.01%
127
– –
FTNT icon
481
Fortinet
FTNT
$118B
$6K ﹤0.01%
740
– –
MDYG icon
482
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
$2.94B
$6K ﹤0.01%
117
-99
-46% -$5.06K
NUGT icon
483
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$1.24B
$6K ﹤0.01%
36
– –
PNC icon
484
PNC Financial Services
PNC
$101B
$6K ﹤0.01%
45
– –
SNAP icon
485
Snap
SNAP
$9.03B
$6K ﹤0.01%
385
– –
TMUS icon
486
T-Mobile US
TMUS
$192B
$6K ﹤0.01%
95
– –
UNIT
487
Uniti Group
UNIT
$2.32B
$6K ﹤0.01%
364
-5,760
-94% -$95K
WBIL icon
488
WBI BullBear Quality 3000 ETF
WBIL
$29.7M
$6K ﹤0.01%
208
– –
XLF icon
489
State Street Financial Select Sector SPDR ETF
XLF
$58.3B
$6K ﹤0.01%
205
– –
ZUMZ icon
490
Zumiez
ZUMZ
$332M
$6K ﹤0.01%
300
– –
DRE
491
DELISTED
Duke Realty Corp.
DRE
$6K ﹤0.01%
233
– –
WBIE
492
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
$6K ﹤0.01%
225
– –
ADM icon
493
Archer Daniels Midland
ADM
$37.2B
$5K ﹤0.01%
121
+1
+0.8% +$41
ADNT icon
494
Adient
ADNT
$1.52B
$5K ﹤0.01%
62
– –
CHGG icon
495
Chegg
CHGG
$99.9M
$5K ﹤0.01%
296
– –
CME icon
496
CME Group
CME
$95.6B
$5K ﹤0.01%
35
– –
COR icon
497
Cencora
COR
$61.7B
$5K ﹤0.01%
50
– –
DBA icon
498
Invesco DB Agriculture Fund
DBA
$1.23B
$5K ﹤0.01%
290
– –
EVR icon
499
Evercore
EVR
$11.9B
$5K ﹤0.01%
55
– –
FRA icon
500
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$5K ﹤0.01%
359
+6
+2% +$84
18 19
20
21 22

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Tradewinds Capital Management's Q4 2017 Portfolio in Review

As of Q4 2017, Tradewinds Capital Management held 787 positions worth $205M, up 4.6% from $196M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Tradewinds Capital Management's Q4 2017 filing shows 95 new, 97 increased, 106 reduced and 51 closed positions. Its largest new stake was iShares MSCI Spain ETF: 366,707 shares worth $12M. The largest sale was Invesco S&P 500 Equal Weight Financials ETF, an estimated $11.6M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2017 buy was iShares MSCI Spain ETF: 366,707 shares worth $12M.
  • Tradewinds Capital Management added most to State Street SPDR Portfolio Europe ETF in Q4 2017, an estimated $5.5M increase.
  • Tradewinds Capital Management's biggest Q4 2017 reduction was Invesco S&P 500 Equal Weight Financials ETF, cutting an estimated $11.6M.
  • Tradewinds Capital Management fully exited Fortis in Q4 2017, selling an estimated $116K.
  • Tradewinds Capital Management's ten largest holdings make up 57% of its $205M portfolio in Q4 2017.
  • Tradewinds Capital Management opened 95 new positions and closed 51 in Q4 2017.
  • Tradewinds Capital Management's portfolio value rose 4.6% quarter-over-quarter to $205M.

Based on Tradewinds Capital Management's 13F filing for Q4 2017, filed 1 Feb 2018.