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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.05%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$196M
AUM Growth
+$5.9M
Cap. Flow
-$2.18M
Cap. Flow %
-1.11%
Top 10 Hldgs %
56.04%
Holding
733
New
51
Increased
101
Reduced
80
Closed
41

Top Buys

Rank Stock Value
1
SPEU icon
State Street SPDR Portfolio Europe ETF
SPEU
+$11.2M
2
SCHC icon
Schwab International Small-Cap Equity ETF
SCHC
+$10.8M
3
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$3.58M
4
ZDEU
SPDR Solactive Germany ETF
ZDEU
+$868K
5
BA icon
Boeing
BA
+$804K

Top Sells

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$9.52M
2
ZGBR
SPDR Solactive United Kingdom ETF
ZGBR
+$8.9M
3
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$6.96M
4
QAUS
SPDR MSCI Australia StrategicFactors ETF
QAUS
+$3.17M
5
MSFT icon
Microsoft
MSFT
+$621K

Sector Composition

Rank Sector Weight
1 Technology 19.45%
2 Industrials 6.6%
3 Consumer Discretionary 3.89%
4 Healthcare 3.17%
5 Financials 2.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPN
476
DELISTED
Superior Energy Services, Inc.
SPN
$6K ﹤0.01%
57
– –
ADM icon
477
Archer Daniels Midland
ADM
$37.2B
$5K ﹤0.01%
120
+1
+0.8% +$42
ADNT icon
478
Adient
ADNT
$1.51B
$5K ﹤0.01%
62
– –
AMBA icon
479
Ambarella
AMBA
$3.85B
$5K ﹤0.01%
100
– –
CME icon
480
CME Group
CME
$95.3B
$5K ﹤0.01%
35
– –
CSL icon
481
Carlisle Companies
CSL
$15.4B
$5K ﹤0.01%
50
– –
DHI icon
482
D.R. Horton
DHI
$42.1B
$5K ﹤0.01%
129
– –
FRA icon
483
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$5K ﹤0.01%
353
+4
+1% +$56
FTNT icon
484
Fortinet
FTNT
$116B
$5K ﹤0.01%
740
-1,250
-63% -$9.49K
FVD icon
485
First Trust Value Line Dividend Fund
FVD
$8.41B
$5K ﹤0.01%
+170
New +$5.01K
GBX icon
486
The Greenbrier Companies
GBX
$1.46B
$5K ﹤0.01%
100
– –
HIO
487
Western Asset High Income Opportunity Fund
HIO
$339M
$5K ﹤0.01%
1,000
– –
KBE icon
488
State Street SPDR S&P Bank ETF
KBE
$1.66B
$5K ﹤0.01%
115
– –
MS icon
489
Morgan Stanley
MS
$338B
$5K ﹤0.01%
110
– –
PCM
490
PCM Fund
PCM
$70.3M
$5K ﹤0.01%
455
– –
PCY icon
491
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.4B
$5K ﹤0.01%
168
-231
-58% -$6.83K
RWT
492
Redwood Trust
RWT
$598M
$5K ﹤0.01%
333
+6
+2% +$101
SHY icon
493
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
$5K ﹤0.01%
63
– –
SYK icon
494
Stryker
SYK
$130B
$5K ﹤0.01%
35
– –
WBIL icon
495
WBI BullBear Quality 3000 ETF
WBIL
$29.8M
$5K ﹤0.01%
+208
New +$5.27K
WEX icon
496
WEX
WEX
$6.41B
$5K ﹤0.01%
48
– –
XLF icon
497
State Street Financial Select Sector SPDR ETF
XLF
$58.2B
$5K ﹤0.01%
205
– –
ZUMZ icon
498
Zumiez
ZUMZ
$337M
$5K ﹤0.01%
300
– –
FCRD
499
DELISTED
First Eagle Alternative Capital BDC, Inc. Common Stock
FCRD
$5K ﹤0.01%
500
– –
WBIE
500
DELISTED
WBI BullBear Rising Income 3000 ETF
WBIE
$5K ﹤0.01%
+225
New +$5.45K
18 19
20
21 22

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Tradewinds Capital Management's Q3 2017 Portfolio in Review

As of Q3 2017, Tradewinds Capital Management held 733 positions worth $196M, up 3.1% from $190M the previous quarter. Its ten largest holdings account for 56% of the portfolio.

Tradewinds Capital Management's Q3 2017 filing shows 51 new, 101 increased, 80 reduced and 41 closed positions. Its largest new stake was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M. The largest sale was Schwab US Large- Cap ETF, an estimated $9.52M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 19% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2017 buy was State Street SPDR Portfolio Europe ETF: 323,220 shares worth $11.5M.
  • Tradewinds Capital Management added most to Schwab International Small-Cap Equity ETF in Q3 2017, an estimated $10.8M increase.
  • Tradewinds Capital Management's biggest Q3 2017 reduction was Schwab US Large- Cap ETF, cutting an estimated $9.52M.
  • Tradewinds Capital Management fully exited SPDR MSCI Australia StrategicFactors ETF in Q3 2017, selling an estimated $3.17M.
  • Tradewinds Capital Management's ten largest holdings make up 56% of its $196M portfolio in Q3 2017.
  • Tradewinds Capital Management opened 51 new positions and closed 41 in Q3 2017.
  • Tradewinds Capital Management's portfolio value rose 3.1% quarter-over-quarter to $196M.

Based on Tradewinds Capital Management's 13F filing for Q3 2017, filed 3 Nov 2017.