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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.34%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$152M
AUM Growth
+$9.04M
Cap. Flow
+$6.47M
Cap. Flow %
4.27%
Top 10 Hldgs %
46.95%
Holding
751
New
52
Increased
103
Reduced
132
Closed
96

Top Buys

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$13.2M
2
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$6.66M
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$3.34M
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.2M
5
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$429K

Top Sells

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$12.1M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.23M
3
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.19M
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.15M
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.09M

Sector Composition

Rank Sector Weight
1 Technology 22.06%
2 Industrials 6.93%
3 Consumer Discretionary 4.93%
4 Healthcare 4.08%
5 Financials 3.18%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFPI icon
476
UFP Industries
UFPI
$5.19B
$4K ﹤0.01%
105
– –
XES icon
477
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$4K ﹤0.01%
20
– –
CS
478
DELISTED
Credit Suisse Group
CS
$4K ﹤0.01%
260
– –
BBBY
479
DELISTED
Bed Bath & Beyond Inc
BBBY
$4K ﹤0.01%
100
– –
CAJ
480
DELISTED
Canon, Inc.
CAJ
$4K ﹤0.01%
135
– –
RJA
481
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
BREW
482
DELISTED
Craft Brew Alliance, Inc.
BREW
$4K ﹤0.01%
240
– –
SDRL
483
DELISTED
Seadrill Limited Common Stock
SDRL
$4K ﹤0.01%
4
– –
PETX
484
DELISTED
Aratana Therapeutics, Inc.
PETX
$4K ﹤0.01%
500
– –
WIN
485
DELISTED
Windstream Holdings Inc
WIN
$4K ﹤0.01%
101
+40
+66% +$1.56K
JUNO
486
DELISTED
Juno Therapeutics, Inc.
JUNO
$4K ﹤0.01%
228
-1,079
-83% -$26.4K
MFT
487
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$4K ﹤0.01%
300
– –
AMWD
488
DELISTED
American Woodmark
AMWD
$3K ﹤0.01%
40
– –
BCE icon
489
BCE
BCE
$21.2B
$3K ﹤0.01%
58
– –
BNS icon
490
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CAF
491
Morgan Stanley China A Share Fund
CAF
$327M
$3K ﹤0.01%
150
– –
CC icon
492
Chemours
CC
$2.37B
$3K ﹤0.01%
150
– –
DHI icon
493
D.R. Horton
DHI
$42.3B
$3K ﹤0.01%
128
+1
+0.8% +$29
EUO icon
494
ProShares UltraShort Euro
EUO
$34.6M
$3K ﹤0.01%
+105
New +$2.71K
FIS icon
495
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
GPRO icon
496
GoPro
GPRO
$126M
$3K ﹤0.01%
300
-237
-44% -$2.72K
HL icon
497
Hecla Mining
HL
$11.3B
$3K ﹤0.01%
580
– –
IPAY icon
498
Amplify Mobile Payments ETF
IPAY
$182M
$3K ﹤0.01%
+100
New +$2.51K
IXC icon
499
iShares Global Energy ETF
IXC
$2.76B
$3K ﹤0.01%
80
– –
LGIH icon
500
LGI Homes
LGIH
$1.4B
$3K ﹤0.01%
100
– –
18 19
20
21 22

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Tradewinds Capital Management's Q4 2016 Portfolio in Review

As of Q4 2016, Tradewinds Capital Management held 751 positions worth $152M, up 6.3% from $143M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management deployed $6.47M of net new capital in Q4 2016, opening 52 new positions and adding to 103 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Consumer Discretionary.

On the sell side, the largest reduction was Schwab US REIT ETF, an estimated $12.1M trimmed.

  • Tradewinds Capital Management's largest Q4 2016 buy was abrdn Physical Precious Metals Basket Shares ETF: 5,493 shares worth $316K.
  • Tradewinds Capital Management added most to Schwab International Equity ETF in Q4 2016, an estimated $13.2M increase.
  • Tradewinds Capital Management's biggest Q4 2016 reduction was Schwab US REIT ETF, cutting an estimated $12.1M.
  • Tradewinds Capital Management fully exited Nuveen Municipal Credit Income Fund in Q4 2016, selling an estimated $442K.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $152M portfolio in Q4 2016.
  • Tradewinds Capital Management opened 52 new positions and closed 96 in Q4 2016.
  • Tradewinds Capital Management's portfolio value rose 6.3% quarter-over-quarter to $152M.

Based on Tradewinds Capital Management's 13F filing for Q4 2016, filed 3 Feb 2017.