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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.08%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$143M
AUM Growth
+$3.06M
Cap. Flow
-$1.07M
Cap. Flow %
-0.75%
Top 10 Hldgs %
47.3%
Holding
738
New
90
Increased
138
Reduced
68
Closed
44

Top Buys

Rank Stock Value
1
NAD icon
Nuveen Quality Municipal Income Fund
NAD
+$1.84M
2
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$1.44M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$675K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$606K
5
NZF icon
Nuveen Municipal Credit Income Fund
NZF
+$487K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.15M
2
NQM
NUVEEN INVESTMENT QLTY MUNI FD
NQM
+$1.02M
3
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$967K
4
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$914K
5
MUE
BlackRock MuniHoldings Quality Fund II
MUE
+$867K

Sector Composition

Rank Sector Weight
1 Technology 23%
2 Industrials 7.19%
3 Consumer Discretionary 5.25%
4 Healthcare 5%
5 Consumer Staples 2.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSX
476
DELISTED
VanEck Russia ETF
RSX
$4K ﹤0.01%
200
– –
RJA
477
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
– –
ITC
478
DELISTED
ITC HOLDINGS CORP
ITC
$4K ﹤0.01%
94
– –
AMWD
479
DELISTED
American Woodmark
AMWD
$3K ﹤0.01%
40
– –
BCE icon
480
BCE
BCE
$21.2B
$3K ﹤0.01%
58
– –
BNS icon
481
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
– –
CAAS icon
482
China Automotive Systems
CAAS
$133M
$3K ﹤0.01%
+750
New +$2.83K
CAF
483
Morgan Stanley China A Share Fund
CAF
$327M
$3K ﹤0.01%
150
– –
CIG icon
484
CEMIG Preferred Shares
CIG
$6.01B
$3K ﹤0.01%
2,148
– –
CRM icon
485
Salesforce
CRM
$158B
$3K ﹤0.01%
49
– –
DB icon
486
Deutsche Bank
DB
$71.5B
$3K ﹤0.01%
+250
New +$3.07K
CHRN
487
ChronoScale Holdings
CHRN
$3.04B
$3K ﹤0.01%
+2
New +$1.78K
ETN icon
488
Eaton
ETN
$174B
$3K ﹤0.01%
48
– –
EWS icon
489
iShares MSCI Singapore ETF
EWS
$1.08B
$3K ﹤0.01%
151
– –
FIS icon
490
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
HCA icon
491
HCA Healthcare
HCA
$89.5B
$3K ﹤0.01%
43
– –
HL icon
492
Hecla Mining
HL
$11.3B
$3K ﹤0.01%
580
– –
HMY icon
493
Harmony Gold Mining
HMY
$12.3B
$3K ﹤0.01%
735
– –
INO icon
494
Inovio Pharmaceuticals
INO
$69M
$3K ﹤0.01%
28
– –
IXC icon
495
iShares Global Energy ETF
IXC
$2.76B
$3K ﹤0.01%
80
– –
MDY icon
496
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
NGD
497
DELISTED
New Gold Inc
NGD
$3K ﹤0.01%
750
– –
NXPI icon
498
NXP Semiconductors
NXPI
$60.4B
$3K ﹤0.01%
25
– –
PAYC icon
499
Paycom
PAYC
$9.69B
$3K ﹤0.01%
+65
New +$3.17K
BCIC
500
BCP Investment Corp
BCIC
$92.9M
$3K ﹤0.01%
56
– –
18 19
20
21 22

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Tradewinds Capital Management's Q3 2016 Portfolio in Review

As of Q3 2016, Tradewinds Capital Management held 738 positions worth $143M, up 2.2% from $140M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Tradewinds Capital Management's Q3 2016 filing shows 90 new, 138 increased, 68 reduced and 44 closed positions. Its largest new stake was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K. The largest sale was Microsoft, an estimated $1.15M.

By sector, the portfolio is most concentrated in Technology at 23% of assets, up from 22% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q3 2016 buy was Nuveen Municipal Credit Income Fund: 30,672 shares worth $483K.
  • Tradewinds Capital Management added most to Nuveen Quality Municipal Income Fund in Q3 2016, an estimated $1.84M increase.
  • Tradewinds Capital Management's biggest Q3 2016 reduction was Microsoft, cutting an estimated $1.15M.
  • Tradewinds Capital Management fully exited NUVEEN INVESTMENT QLTY MUNI FD in Q3 2016, selling an estimated $1.02M.
  • Tradewinds Capital Management's ten largest holdings make up 47% of its $143M portfolio in Q3 2016.
  • Tradewinds Capital Management opened 90 new positions and closed 44 in Q3 2016.
  • Tradewinds Capital Management's portfolio value rose 2.2% quarter-over-quarter to $143M.

Based on Tradewinds Capital Management's 13F filing for Q3 2016, filed 7 Nov 2016.