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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+2.17%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$140M
AUM Growth
-$7.22M
Cap. Flow
-$9.67M
Cap. Flow %
-6.93%
Top 10 Hldgs %
46.3%
Holding
722
New
87
Increased
108
Reduced
88
Closed
60

Top Buys

Rank Stock Value
1
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.45M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.45M
3
NVG icon
Nuveen AMT-Free Municipal Credit Income Fund
NVG
+$1.12M
4
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$925K
5
SCHH icon
Schwab US REIT ETF
SCHH
+$583K

Top Sells

Rank Stock Value
1
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$2.98M
2
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
+$1.65M
3
MSFT icon
Microsoft
MSFT
+$950K
4
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$895K
5
MUS
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
+$674K

Sector Composition

Rank Sector Weight
1 Technology 21.88%
2 Industrials 7.09%
3 Healthcare 5.09%
4 Consumer Discretionary 5.05%
5 Consumer Staples 2.82%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XES icon
476
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$4K ﹤0.01%
20
– –
ZUMZ icon
477
Zumiez
ZUMZ
$339M
$4K ﹤0.01%
300
– –
QVCGA
478
DELISTED
QVC Group Inc Series A
QVCGA
$4K ﹤0.01%
3
– –
SRCL
479
DELISTED
Stericycle Inc
SRCL
$4K ﹤0.01%
42
– –
FRGI
480
DELISTED
Fiesta Restaurant Group, Inc.
FRGI
$4K ﹤0.01%
200
– –
BBBY
481
DELISTED
Bed Bath & Beyond Inc
BBBY
$4K ﹤0.01%
100
– –
CAJ
482
DELISTED
Canon, Inc.
CAJ
$4K ﹤0.01%
135
– –
RJA
483
DELISTED
AB Svensk Ekportkredit ELEMENTS Linked to the Rogers International Commodity Index-Agriculture Total Return
RJA
$4K ﹤0.01%
664
-1,000
-60% -$6.54K
GSV
484
DELISTED
Gold Standard Ventures Corp.
GSV
$4K ﹤0.01%
+2,000
New +$2.96K
ITC
485
DELISTED
ITC HOLDINGS CORP
ITC
$4K ﹤0.01%
94
– –
ACTG icon
486
Acacia Research
ACTG
$470M
$3K ﹤0.01%
750
+250
+50% +$1.15K
AEM icon
487
Agnico Eagle Mines
AEM
$90.5B
$3K ﹤0.01%
+55
New +$2.5K
AG icon
488
First Majestic Silver
AG
$9.07B
$3K ﹤0.01%
250
-137
-35% -$1.43K
AMWD
489
DELISTED
American Woodmark
AMWD
$3K ﹤0.01%
+40
New +$2.89K
BCE icon
490
BCE
BCE
$21.2B
$3K ﹤0.01%
58
– –
BHP icon
491
BHP
BHP
$230B
$3K ﹤0.01%
137
– –
BNS icon
492
Scotiabank
BNS
$108B
$3K ﹤0.01%
55
-1
-2% -$49
CAF
493
Morgan Stanley China A Share Fund
CAF
$327M
$3K ﹤0.01%
+150
New +$2.57K
CRTO icon
494
Criteo S.A. Ordinary Shares
CRTO
$923M
$3K ﹤0.01%
+60
New +$2.58K
DVN icon
495
Devon Energy
DVN
$47.3B
$3K ﹤0.01%
86
-1,599
-95% -$54.2K
ETN icon
496
Eaton
ETN
$174B
$3K ﹤0.01%
+48
New +$2.95K
EWS icon
497
iShares MSCI Singapore ETF
EWS
$1.08B
$3K ﹤0.01%
151
+1
+0.7% +$21
FIS icon
498
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
FSM icon
499
Fortuna Silver Mines
FSM
$3.07B
$3K ﹤0.01%
500
– –
GBX icon
500
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
18 19
20
21 22

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Tradewinds Capital Management's Q2 2016 Portfolio in Review

As of Q2 2016, Tradewinds Capital Management held 722 positions worth $140M, down 4.9% from $147M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management withdrew a net $9.67M in Q2 2016, closing 60 positions and reducing 88 holdings. Its most notable exit was Invesco Advantage Municipal Income Trust II, an estimated $1.65M position sold in full.

By sector, the portfolio is most concentrated in Technology at 22% of assets, down from 23% a quarter earlier, followed by Industrials and Healthcare.

Against the trend, Tradewinds Capital Management opened a new position in ProShares UltraPro Short QQQ worth $92K.

  • Tradewinds Capital Management's largest Q2 2016 buy was ProShares UltraPro Short QQQ: 1 share worth $92K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 400 Mid Cap Value ETF in Q2 2016, an estimated $1.45M increase.
  • Tradewinds Capital Management's biggest Q2 2016 reduction was Schwab US Large-Cap Growth ETF, cutting an estimated $2.98M.
  • Tradewinds Capital Management fully exited Invesco Advantage Municipal Income Trust II in Q2 2016, selling an estimated $1.65M.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $140M portfolio in Q2 2016.
  • Tradewinds Capital Management opened 87 new positions and closed 60 in Q2 2016.
  • Tradewinds Capital Management's portfolio value fell 4.9% quarter-over-quarter to $140M.

Based on Tradewinds Capital Management's 13F filing for Q2 2016, filed 29 Jul 2016.