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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+8.48%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$10.5M
Cap. Flow
+$497K
Cap. Flow %
0.36%
Top 10 Hldgs %
44.58%
Holding
731
New
48
Increased
112
Reduced
88
Closed
48

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.28M
2
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$886K
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$330K
4
VKQ icon
Invesco Municipal Trust
VKQ
+$149K
5
NPI
NUVEEN PREMIUN INC MUN FUND
NPI
+$132K

Top Sells

Rank Stock Value
1
SCHF icon
Schwab International Equity ETF
SCHF
+$7.86M
2
MSFT icon
Microsoft
MSFT
+$1.53M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$320K
4
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$308K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$297K

Sector Composition

Rank Sector Weight
1 Technology 25.22%
2 Industrials 6.97%
3 Consumer Discretionary 5.15%
4 Healthcare 5.13%
5 Financials 2.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
USO icon
476
United States Oil Fund
USO
$1.67B
$4K ﹤0.01%
50
– –
XES icon
477
State Street SPDR S&P Oil & Gas Equipment & Services ETF
XES
$364M
$4K ﹤0.01%
20
– –
XLY icon
478
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.8B
$4K ﹤0.01%
94
– –
NBIS
479
Nebius Group N.V.
NBIS
$47.7B
$4K ﹤0.01%
235
– –
ROIC
480
DELISTED
Retail Opportunity Investments Corp.
ROIC
$4K ﹤0.01%
215
– –
DBD
481
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
122
+1
+0.8% +$34
CAJ
482
DELISTED
Canon, Inc.
CAJ
$4K ﹤0.01%
135
-301
-69% -$9.15K
AGN
483
DELISTED
Allergan plc
AGN
$4K ﹤0.01%
13
– –
MXWL
484
DELISTED
Maxwell Technologies Inc
MXWL
$4K ﹤0.01%
589
– –
CBI
485
DELISTED
Chicago Bridge & Iron Nv
CBI
$4K ﹤0.01%
100
– –
ITC
486
DELISTED
ITC HOLDINGS CORP
ITC
$4K ﹤0.01%
94
– –
QGENF
487
DELISTED
QIAGEN NV
QGENF
$4K ﹤0.01%
160
– –
APOG icon
488
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BHP icon
489
BHP
BHP
$230B
$3K ﹤0.01%
137
– –
BND icon
490
Vanguard Total Bond Market
BND
$161B
$3K ﹤0.01%
31
– –
BXMT icon
491
Blackstone Mortgage Trust
BXMT
$2.38B
$3K ﹤0.01%
102
+2
+2% +$56
COLB icon
492
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
106
– –
FIS icon
493
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
FXI icon
494
iShares China Large-Cap ETF
FXI
$4.31B
$3K ﹤0.01%
+77
New +$2.9K
GBX icon
495
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
ISRG icon
496
Intuitive Surgical
ISRG
$134B
$3K ﹤0.01%
54
– –
JNK icon
497
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3K ﹤0.01%
28
– –
MDY icon
498
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3K ﹤0.01%
10
– –
NVO
499
Novo Nordisk
NVO
$209B
$3K ﹤0.01%
+110
New +$3.04K
ODP
500
DELISTED
ODP
ODP
$3K ﹤0.01%
50
– –
18 19
20
21 22

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Tradewinds Capital Management's Q4 2015 Portfolio in Review

As of Q4 2015, Tradewinds Capital Management held 731 positions worth $138M, up 8.2% from $128M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2015 filing shows 48 new, 112 increased, 88 reduced and 48 closed positions. Its largest new stake was Alphabet (Google) Class A: 8,920 shares worth $347K. The largest sale was Schwab International Equity ETF, an estimated $7.86M.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 25% a quarter earlier, followed by Industrials and Consumer Discretionary.

  • Tradewinds Capital Management's largest Q4 2015 buy was Alphabet (Google) Class A: 8,920 shares worth $347K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q4 2015, an estimated $8.28M increase.
  • Tradewinds Capital Management's biggest Q4 2015 reduction was Schwab International Equity ETF, cutting an estimated $7.86M.
  • Tradewinds Capital Management fully exited COMCAST CORP SPL A (NEW) in Q4 2015, selling an estimated $74K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2015.
  • Tradewinds Capital Management opened 48 new positions and closed 48 in Q4 2015.
  • Tradewinds Capital Management's portfolio value rose 8.2% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2015, filed 27 Jan 2016.