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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
-3.38%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$128M
AUM Growth
-$14.6M
Cap. Flow
-$8.44M
Cap. Flow %
-6.6%
Top 10 Hldgs %
42.68%
Holding
761
New
63
Increased
110
Reduced
115
Closed
83

Top Buys

Rank Stock Value
1
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$789K
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$341K
3
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$264K
4
SCHM icon
Schwab US Mid-Cap ETF
SCHM
+$198K
5
NPM
NUVEEN PREMIUM INCM MUNI FD II
NPM
+$184K

Top Sells

Rank Stock Value
1
SCHE icon
Schwab Emerging Markets Equity ETF
SCHE
+$5.9M
2
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$1.8M
3
MSFT icon
Microsoft
MSFT
+$1.09M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$701K
5
SCHF icon
Schwab International Equity ETF
SCHF
+$341K

Sector Composition

Rank Sector Weight
1 Technology 24.52%
2 Industrials 7.45%
3 Consumer Discretionary 5.22%
4 Healthcare 5.14%
5 Financials 2.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
476
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
+140
New +$3.9K
QGENF
477
DELISTED
QIAGEN NV
QGENF
$4K ﹤0.01%
160
– –
APOG icon
478
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
BND icon
479
Vanguard Total Bond Market
BND
$161B
$3K ﹤0.01%
31
-703
-96% -$57.3K
BXMT icon
480
Blackstone Mortgage Trust
BXMT
$2.38B
$3K ﹤0.01%
+100
New +$2.86K
COLB icon
481
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
106
– –
FIS icon
482
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
GBX icon
483
The Greenbrier Companies
GBX
$1.46B
$3K ﹤0.01%
100
– –
GORO icon
484
Goldgroup Mining Inc.
GORO
$191M
$3K ﹤0.01%
+1,008
New +$2.4K
GSK icon
485
GSK
GSK
$106B
$3K ﹤0.01%
72
– –
ISRG icon
486
Intuitive Surgical
ISRG
$134B
$3K ﹤0.01%
54
– –
JNK icon
487
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.31B
$3K ﹤0.01%
+28
New +$3.13K
MDY icon
488
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.1B
$3K ﹤0.01%
10
– –
MSI icon
489
Motorola Solutions
MSI
$77.4B
$3K ﹤0.01%
50
-1
-2% -$63
NEM icon
490
Newmont
NEM
$119B
$3K ﹤0.01%
+200
New +$3.58K
ODP
491
DELISTED
ODP
ODP
$3K ﹤0.01%
50
– –
OMC icon
492
Omnicom Group
OMC
$23.4B
$3K ﹤0.01%
46
– –
BCIC
493
BCP Investment Corp
BCIC
$92.9M
$3K ﹤0.01%
56
+41
+273% +$2.05K
RMBS icon
494
Rambus
RMBS
$11B
$3K ﹤0.01%
296
– –
RVTY icon
495
Revvity
RVTY
$12.8B
$3K ﹤0.01%
71
– –
SBGI icon
496
Sinclair Inc
SBGI
$1.03B
$3K ﹤0.01%
+101
New +$2.78K
SCCO icon
497
Southern Copper
SCCO
$166B
$3K ﹤0.01%
109
– –
TBI
498
Trueblue
TBI
$311M
$3K ﹤0.01%
150
– –
THC icon
499
Tenet Healthcare
THC
$21.1B
$3K ﹤0.01%
75
– –
TPR icon
500
Tapestry
TPR
$32.8B
$3K ﹤0.01%
93
-102
-52% -$3.15K
18 19
20
21 22

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MCM
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Tradewinds Capital Management's Q3 2015 Portfolio in Review

As of Q3 2015, Tradewinds Capital Management held 761 positions worth $128M, down 10% from $143M the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Tradewinds Capital Management withdrew a net $8.44M in Q3 2015, closing 83 positions and reducing 115 holdings. Its most notable exit was iShares S&P Mid-Cap 400 Value ETF, an estimated $65K position sold in full.

By sector, the portfolio is most concentrated in Technology at 25% of assets, up from 24% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in PayPal worth $113K.

  • Tradewinds Capital Management's largest Q3 2015 buy was PayPal: 3,630 shares worth $113K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Value ETF in Q3 2015, an estimated $789K increase.
  • Tradewinds Capital Management's biggest Q3 2015 reduction was Schwab Emerging Markets Equity ETF, cutting an estimated $5.9M.
  • Tradewinds Capital Management fully exited iShares S&P Mid-Cap 400 Value ETF in Q3 2015, selling an estimated $65K.
  • Tradewinds Capital Management's ten largest holdings make up 43% of its $128M portfolio in Q3 2015.
  • Tradewinds Capital Management opened 63 new positions and closed 83 in Q3 2015.
  • Tradewinds Capital Management's portfolio value fell 10% quarter-over-quarter to $128M.

Based on Tradewinds Capital Management's 13F filing for Q3 2015, filed 2 Nov 2015.