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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+5.66%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$138M
AUM Growth
+$6.48M
Cap. Flow
-$381K
Cap. Flow %
-0.28%
Top 10 Hldgs %
45.16%
Holding
691
New
65
Increased
105
Reduced
120
Closed
43

Top Buys

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$1.7M
2
HON icon
Honeywell
HON
+$1.25M
3
UPS icon
United Parcel Service
UPS
+$702K
4
MDYV icon
State Street SPDR S&P 400 Mid Cap Value ETF
MDYV
+$480K
5
WAFD icon
WaFd
WAFD
+$432K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.44M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$1.28M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$1.27M
4
IIM icon
Invesco Value Municipal Income Trust
IIM
+$646K
5
AAPL icon
Apple
AAPL
+$421K

Sector Composition

Rank Sector Weight
1 Technology 26.74%
2 Industrials 7.87%
3 Healthcare 5.27%
4 Consumer Discretionary 4.24%
5 Consumer Staples 2.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVDA icon
476
NVIDIA
NVDA
$5.42T
$4K ﹤0.01%
7,400
– –
PNC icon
477
PNC Financial Services
PNC
$101B
$4K ﹤0.01%
45
– –
SCHC icon
478
Schwab International Small-Cap Equity ETF
SCHC
$5.66B
$4K ﹤0.01%
144
-2,385
-94% -$71.3K
SRL icon
479
Scully Royalty
SRL
$87.1M
$4K ﹤0.01%
+100
New +$3.07K
THC icon
480
Tenet Healthcare
THC
$21.1B
$4K ﹤0.01%
+75
New +$3.92K
UNL icon
481
United States 12 Month Natural Gas Fund
UNL
$13.3M
$4K ﹤0.01%
+268
New +$4.49K
ROIC
482
DELISTED
Retail Opportunity Investments Corp.
ROIC
$4K ﹤0.01%
215
– –
DBD
483
DELISTED
Diebold Nixdorf Incorporated
DBD
$4K ﹤0.01%
118
+1
+0.9% +$35
TWTR
484
DELISTED
Twitter, Inc.
TWTR
$4K ﹤0.01%
+100
New +$4.26K
MNK
485
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$4K ﹤0.01%
37
-1
-3% -$92
CHK
486
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
1
– –
CRZO
487
DELISTED
Carrizo Oil & Gas Inc
CRZO
$4K ﹤0.01%
101
+58
+135% +$2.61K
VIAB
488
DELISTED
Viacom Inc. Class B
VIAB
$4K ﹤0.01%
54
– –
DNB
489
DELISTED
Dun & Bradstreet
DNB
$4K ﹤0.01%
30
– –
JJG
490
DELISTED
iPath Bloomberg Grains Subindex Total Return ETN due October 22, 2037
JJG
$4K ﹤0.01%
+100
New +$3.75K
NQU
491
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$4K ﹤0.01%
304
– –
ALU
492
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,193
– –
APOG icon
493
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
COLB icon
494
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
106
– –
DKS icon
495
Dick's Sporting Goods
DKS
$18.7B
$3K ﹤0.01%
55
– –
FIS icon
496
Fidelity National Information Services
FIS
$22.1B
$3K ﹤0.01%
42
– –
FWONA icon
497
Liberty Media Series A
FWONA
$23.6B
$3K ﹤0.01%
140
-131
-48% -$3.09K
GLAD icon
498
Gladstone Capital
GLAD
$446M
$3K ﹤0.01%
+153
New +$2.71K
GRPN icon
499
Groupon
GRPN
$1.02B
$3K ﹤0.01%
20
-67
-77% -$9.51K
HEDJ icon
500
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$3K ﹤0.01%
104
+4
+4% +$113
18 19
20
21 22

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Tradewinds Capital Management's Q4 2014 Portfolio in Review

As of Q4 2014, Tradewinds Capital Management held 691 positions worth $138M, up 4.9% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Tradewinds Capital Management's Q4 2014 filing shows 65 new, 105 increased, 120 reduced and 43 closed positions. Its largest new stake was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K. The largest sale was Microsoft, an estimated $1.44M.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q4 2014 buy was Royal Dutch Shell PLC ADS Class A: 2,992 shares worth $187K.
  • Tradewinds Capital Management added most to State Street SPDR S&P 600 Small Cap Growth ETF in Q4 2014, an estimated $1.7M increase.
  • Tradewinds Capital Management's biggest Q4 2014 reduction was Microsoft, cutting an estimated $1.44M.
  • Tradewinds Capital Management fully exited BlackRock Investment Quality Municipal Trust in Q4 2014, selling an estimated $320K.
  • Tradewinds Capital Management's ten largest holdings make up 45% of its $138M portfolio in Q4 2014.
  • Tradewinds Capital Management opened 65 new positions and closed 43 in Q4 2014.
  • Tradewinds Capital Management's portfolio value rose 4.9% quarter-over-quarter to $138M.

Based on Tradewinds Capital Management's 13F filing for Q4 2014, filed 5 Feb 2015.