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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+1.63%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$132M
AUM Growth
+$476K
Cap. Flow
-$1.1M
Cap. Flow %
-0.83%
Top 10 Hldgs %
46.19%
Holding
673
New
41
Increased
80
Reduced
95
Closed
57

Top Buys

Rank Stock Value
1
VGM icon
Invesco Trust Investment Grade Municipals
VGM
+$405K
2
VKQ icon
Invesco Municipal Trust
VKQ
+$170K
3
SCHH icon
Schwab US REIT ETF
SCHH
+$170K
4
NPF
NUVEEN PREMIER MUNI INCOME FD
NPF
+$152K
5
MFT
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
+$151K

Top Sells

Rank Stock Value
1
MSFT icon
Microsoft
MSFT
+$1.22M
2
FMN
Federated Hermes Premier Municipal Income Fund
FMN
+$319K
3
AAPL icon
Apple
AAPL
+$116K
4
SBUX icon
Starbucks
SBUX
+$110K
5
T icon
AT&T
T
+$110K

Sector Composition

Rank Sector Weight
1 Technology 28.52%
2 Industrials 6.32%
3 Healthcare 5.09%
4 Consumer Discretionary 4.03%
5 Consumer Staples 2.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NQU
476
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$4K ﹤0.01%
304
-1
-0.3% -$14
ALU
477
DELISTED
Alcatel-Lucent
ALU
$4K ﹤0.01%
1,193
-172
-13% -$586
APOG icon
478
Apogee Enterprises
APOG
$908M
$3K ﹤0.01%
71
– –
COLB icon
479
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
106
– –
CRL icon
480
Charles River Laboratories
CRL
$12.8B
$3K ﹤0.01%
57
– –
ESRT icon
481
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
202
+1
+0.5% +$16
FYLD icon
482
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$3K ﹤0.01%
102
+2
+2% +$53
HEDJ icon
483
WisdomTree Europe Hedged Equity Fund
HEDJ
$1.87B
$3K ﹤0.01%
+100
New +$2.88K
HFWA icon
484
Heritage Financial
HFWA
$1.21B
$3K ﹤0.01%
178
– –
HRI icon
485
Herc Holdings
HRI
$5.61B
$3K ﹤0.01%
43
– –
ISRG icon
486
Intuitive Surgical
ISRG
$134B
$3K ﹤0.01%
54
– –
KNDI
487
Kandi Technologies Group
KNDI
$65.5M
$3K ﹤0.01%
200
– –
MAIN icon
488
Main Street Capital
MAIN
$5.48B
$3K ﹤0.01%
104
+1
+1% +$32
MDY icon
489
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
$3K ﹤0.01%
10
– –
MSI icon
490
Motorola Solutions
MSI
$77.4B
$3K ﹤0.01%
50
– –
NVDA icon
491
NVIDIA
NVDA
$5.42T
$3K ﹤0.01%
+7,400
New +$3.49K
OVV icon
492
Ovintiv
OVV
$16.4B
$3K ﹤0.01%
29
– –
PHG icon
493
Philips
PHG
$26.1B
$3K ﹤0.01%
117
– –
PPLT
494
abrdn Physical Platinum Shares ETF
PPLT
$2.02B
$3K ﹤0.01%
+200
New +$2.79K
RGLD icon
495
Royal Gold
RGLD
$19.5B
$3K ﹤0.01%
51
-50
-50% -$3.73K
SA
496
Seabridge Gold
SA
$3.35B
$3K ﹤0.01%
400
– –
SCCO icon
497
Southern Copper
SCCO
$166B
$3K ﹤0.01%
+108
New +$3.22K
SJM icon
498
J.M. Smucker
SJM
$12.8B
$3K ﹤0.01%
31
– –
TV icon
499
Televisa
TV
$1.49B
$3K ﹤0.01%
100
– –
UGL icon
500
ProShares Ultra Gold
UGL
$740M
$3K ﹤0.01%
300
– –
18 19
20
21 22

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Tradewinds Capital Management's Q3 2014 Portfolio in Review

As of Q3 2014, Tradewinds Capital Management held 673 positions worth $132M, up 0.36% from $131M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management's Q3 2014 filing shows 41 new, 80 increased, 95 reduced and 57 closed positions. Its largest new stake was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K. The largest sale was Microsoft, an estimated $1.22M.

By sector, the portfolio is most concentrated in Technology at 29% of assets, up from 27% a quarter earlier, followed by Industrials and Healthcare.

  • Tradewinds Capital Management's largest Q3 2014 buy was NUVEEN PREMIER MUNI INCOME FD: 11,300 shares worth $152K.
  • Tradewinds Capital Management added most to Invesco Trust Investment Grade Municipals in Q3 2014, an estimated $405K increase.
  • Tradewinds Capital Management's biggest Q3 2014 reduction was Microsoft, cutting an estimated $1.22M.
  • Tradewinds Capital Management fully exited Federated Hermes Premier Municipal Income Fund in Q3 2014, selling an estimated $319K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $132M portfolio in Q3 2014.
  • Tradewinds Capital Management opened 41 new positions and closed 57 in Q3 2014.
  • Tradewinds Capital Management's portfolio value rose 0.36% quarter-over-quarter to $132M.

Based on Tradewinds Capital Management's 13F filing for Q3 2014, filed 5 Nov 2014.