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Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+4.26%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$131M
AUM Growth
+$9.32M
Cap. Flow
+$4.89M
Cap. Flow %
3.72%
Top 10 Hldgs %
45.72%
Holding
691
New
49
Increased
88
Reduced
100
Closed
61

Top Buys

Rank Stock Value
1
SCHH icon
Schwab US REIT ETF
SCHH
+$8.89M
2
SCHV
Schwab US Large-Cap Value ETF
SCHV
+$2.33M
3
NAC icon
Nuveen California Quality Municipal Income Fund
NAC
+$507K
4
FFIV icon
F5
FFIV
+$389K
5
NKX icon
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
+$274K

Top Sells

Rank Stock Value
1
SLYG icon
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
+$2.96M
2
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.37M
3
MSFT icon
Microsoft
MSFT
+$993K
4
SCHG icon
Schwab US Large-Cap Growth ETF
SCHG
+$556K
5
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$497K

Sector Composition

Rank Sector Weight
1 Technology 27.39%
2 Industrials 6.79%
3 Healthcare 5.04%
4 Consumer Discretionary 4.06%
5 Consumer Staples 2.52%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SA
476
Seabridge Gold
SA
$3.35B
$4K ﹤0.01%
400
– –
SAND
477
DELISTED
Sandstorm Gold
SAND
$4K ﹤0.01%
600
– –
SPPP
478
Sprott Physical Platinum and Palladium Trust
SPPP
$621M
$4K ﹤0.01%
400
– –
TBI
479
Trueblue
TBI
$311M
$4K ﹤0.01%
150
– –
UGL icon
480
ProShares Ultra Gold
UGL
$740M
$4K ﹤0.01%
300
– –
UUP icon
481
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$4K ﹤0.01%
+190
New +$4.07K
WM icon
482
Waste Management
WM
$91B
$4K ﹤0.01%
100
-70
-41% -$3.04K
X
483
DELISTED
US Steel
X
$4K ﹤0.01%
170
– –
DRE
484
DELISTED
Duke Realty Corp.
DRE
$4K ﹤0.01%
233
– –
NUAN
485
DELISTED
Nuance Communications, Inc.
NUAN
$4K ﹤0.01%
243
– –
ATW
486
DELISTED
Atwood Oceanics
ATW
$4K ﹤0.01%
72
– –
WFM
487
DELISTED
Whole Foods Market Inc
WFM
$4K ﹤0.01%
+110
New +$4.79K
SWC
488
DELISTED
Stillwater Mining Co
SWC
$4K ﹤0.01%
200
– –
NQU
489
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$4K ﹤0.01%
305
-1,800
-86% -$24.6K
VNR
490
DELISTED
Vanguard Natural Resources, LLC
VNR
$4K ﹤0.01%
110
+2
+2% +$61
SCTY
491
DELISTED
SolarCity Corporation
SCTY
$4K ﹤0.01%
+50
New +$2.81K
BRC icon
492
Brady Corp
BRC
$4.57B
$3K ﹤0.01%
100
– –
CEF icon
493
Sprott Physical Gold and Silver Trust
CEF
$8.06B
$3K ﹤0.01%
+200
New +$2.77K
COLB icon
494
Columbia Banking Systems
COLB
$8.84B
$3K ﹤0.01%
106
– –
CRL icon
495
Charles River Laboratories
CRL
$12.8B
$3K ﹤0.01%
57
– –
DEM icon
496
WisdomTree Emerging Markets High Dividend Fund
DEM
$3.98B
$3K ﹤0.01%
+50
New +$2.53K
ESRT icon
497
Empire State Realty Trust
ESRT
$836M
$3K ﹤0.01%
201
+1
+0.5% +$16
EUO icon
498
ProShares UltraShort Euro
EUO
$34.6M
$3K ﹤0.01%
+200
New +$3.41K
FXY icon
499
Invesco CurrencyShares Japanese Yen Trust
FXY
$451M
$3K ﹤0.01%
+35
New +$3.34K
FYLD icon
500
Cambria Foreign Shareholder Yield ETF
FYLD
$720M
$3K ﹤0.01%
100
– –
18 19
20
21 22

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AAS
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FGAM
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MCM
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KF
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PSC
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Tradewinds Capital Management's Q2 2014 Portfolio in Review

As of Q2 2014, Tradewinds Capital Management held 691 positions worth $131M, up 7.6% from $122M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Tradewinds Capital Management deployed $4.89M of net new capital in Q2 2014, opening 49 new positions and adding to 88 existing holdings. Its largest new stake was Trinity Industries: 833 shares worth $26K.

By sector, the portfolio is most concentrated in Technology at 27% of assets, down from 29% a quarter earlier, followed by Industrials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 600 Small Cap Growth ETF, an estimated $2.96M trimmed.

  • Tradewinds Capital Management's largest Q2 2014 buy was Trinity Industries: 833 shares worth $26K.
  • Tradewinds Capital Management added most to Schwab US REIT ETF in Q2 2014, an estimated $8.89M increase.
  • Tradewinds Capital Management's biggest Q2 2014 reduction was State Street SPDR S&P 600 Small Cap Growth ETF, cutting an estimated $2.96M.
  • Tradewinds Capital Management fully exited NUVEEN CALIF INVT QUAL MUNI FD in Q2 2014, selling an estimated $342K.
  • Tradewinds Capital Management's ten largest holdings make up 46% of its $131M portfolio in Q2 2014.
  • Tradewinds Capital Management opened 49 new positions and closed 61 in Q2 2014.
  • Tradewinds Capital Management's portfolio value rose 7.6% quarter-over-quarter to $131M.

Based on Tradewinds Capital Management's 13F filing for Q2 2014, filed 14 Aug 2014.