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TCM

Tradewinds Capital Management Portfolio holdings

AUM $563M
1-Year Est. Return 41.52%
This Fund
S&P 500
This Quarter Est. Return
+7.23%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$251M
AUM Growth
-$40.7M
Cap. Flow
-$58.7M
Cap. Flow %
-23.37%
Top 10 Hldgs %
82.56%
Holding
538
New
32
Increased
82
Reduced
62
Closed
57

Top Buys

Rank Stock Value
1
SCHX icon
Schwab US Large- Cap ETF
SCHX
+$27.7M
2
INDA icon
iShares MSCI India ETF
INDA
+$27.3M
3
GNR icon
State Street SPDR S&P Global Natural Resources ETF
GNR
+$26.6M
4
FLRN icon
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
+$20.7M
5
EWZ icon
iShares MSCI Brazil ETF
EWZ
+$19M

Top Sells

Rank Stock Value
1
ICVT icon
iShares Convertible Bond ETF
ICVT
+$45.5M
2
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$27.4M
3
SCHF icon
Schwab International Equity ETF
SCHF
+$27.2M
4
EWG icon
iShares MSCI Germany ETF
EWG
+$26.7M
5
EWI icon
iShares MSCI Italy ETF
EWI
+$26.3M

Sector Composition

Rank Sector Weight
1 Technology 4.93%
2 Industrials 2.09%
3 Consumer Discretionary 1.36%
4 Financials 1.05%
5 Consumer Staples 0.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
26
Starbucks
SBUX
$120B
$854K 0.34%
8,900
-204
-2% -$19.9K
XLK icon
27
State Street Technology Select Sector SPDR ETF
XLK
$124B
$667K 0.27%
6,932
– –
VMI icon
28
Valmont Industries
VMI
$9.53B
$654K 0.26%
2,800
– –
WAFD icon
29
WaFd
WAFD
$2.75B
$626K 0.25%
19,000
– –
BA icon
30
Boeing
BA
$185B
$615K 0.24%
2,360
– –
BRK.B icon
31
Berkshire Hathaway Class B
BRK.B
$1.13T
$586K 0.23%
1,643
-1
-0.1% -$351
GOOG icon
32
Alphabet (Google) Class C
GOOG
$4.32T
$554K 0.22%
3,931
+550
+16% +$74.6K
VOO icon
33
Vanguard S&P 500 ETF
VOO
$1.01T
$533K 0.21%
1,220
+248
+26% +$102K
NVO
34
Novo Nordisk
NVO
$209B
$513K 0.2%
4,955
+95
+2% +$9.39K
JNJ icon
35
Johnson & Johnson
JNJ
$625B
$475K 0.19%
3,028
+10
+0.3% +$1.53K
ITOT icon
36
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
$427K 0.17%
4,062
+59
+1% +$5.78K
BANR icon
37
Banner Corp
BANR
$2.4B
$374K 0.15%
6,992
-913
-12% -$42.1K
PEP icon
38
PepsiCo
PEP
$190B
$370K 0.15%
2,176
+16
+0.7% +$2.65K
NVDA icon
39
NVIDIA
NVDA
$5.42T
$331K 0.13%
6,690
+1,990
+42% +$92.2K
ICVT icon
40
iShares Convertible Bond ETF
ICVT
$7.35B
$329K 0.13%
4,192
-614,711
-99% -$45.5M
TSLA icon
41
Tesla
TSLA
$1.3T
$297K 0.12%
1,195
-73
-6% -$17.3K
ENB icon
42
Enbridge
ENB
$112B
$281K 0.11%
7,814
– –
STIP icon
43
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
$270K 0.11%
2,735
-2,265
-45% -$221K
VO icon
44
Vanguard Morningstar Mid-Cap ETF
VO
$109B
$261K 0.1%
4,496
+20
+0.4% +$1.07K
DIS icon
45
Walt Disney
DIS
$181B
$250K 0.1%
2,774
-100
-3% -$8.82K
HD icon
46
Home Depot
HD
$355B
$248K 0.1%
716
– –
XLI icon
47
State Street Industrial Select Sector SPDR ETF
XLI
$33.7B
$236K 0.09%
2,068
-260,856
-99% -$27.4M
ONEQ icon
48
Fidelity Nasdaq Composite Index ETF
ONEQ
$10.9B
$223K 0.09%
3,756
+1,795
+92% +$98.5K
PG icon
49
Procter & Gamble
PG
$339B
$206K 0.08%
1,407
+3
+0.2% +$444
RTX icon
50
RTX Corp
RTX
$301B
$187K 0.07%
2,226
-19
-0.8% -$1.5K
1
2
3 4 5

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Tradewinds Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Tradewinds Capital Management held 538 positions worth $251M, down 14% from $292M the previous quarter. Its ten largest holdings account for 83% of the portfolio.

Tradewinds Capital Management withdrew a net $58.7M in Q4 2023, closing 57 positions and reducing 62 holdings. Its most notable exit was Franklin FTSE Italy ETF, an estimated $87.4K position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.9% of assets, up from 3.6% a quarter earlier, followed by Industrials and Consumer Discretionary.

Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR S&P Global Natural Resources ETF worth $27.4M.

  • Tradewinds Capital Management's largest Q4 2023 buy was State Street SPDR S&P Global Natural Resources ETF: 484,178 shares worth $27.4M.
  • Tradewinds Capital Management added most to Schwab US Large- Cap ETF in Q4 2023, an estimated $27.7M increase.
  • Tradewinds Capital Management's biggest Q4 2023 reduction was iShares Convertible Bond ETF, cutting an estimated $45.5M.
  • Tradewinds Capital Management fully exited Franklin FTSE Italy ETF in Q4 2023, selling an estimated $87.4K.
  • Tradewinds Capital Management's ten largest holdings make up 83% of its $251M portfolio in Q4 2023.
  • Tradewinds Capital Management opened 32 new positions and closed 57 in Q4 2023.
  • Tradewinds Capital Management's portfolio value fell 14% quarter-over-quarter to $251M.

Based on Tradewinds Capital Management's 13F filing for Q4 2023, filed 1 Feb 2024.