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TCM
Tradewinds Capital Management Portfolio holdings
AUM
$563M
1-Year Est. Return
41.52%
This Fund
S&P 500
This Quarter
Est. Return
-3.58%
1 Year Est. Return
+41.52%
3 Year Est. Return
+85.22%
5 Year Est. Return
+87.07%
10 Year Est. Return
+307.92%
AUM
$292M
AUM Growth
-$29M
(-9%)
Cap. Flow
-$17.3M
Cap. Flow
% of AUM
-5.92%
Top 10 Holdings %
Top 10 Hldgs %
80.32%
Holding
531
New
49
Increased
77
Reduced
41
Closed
24
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Convertible Bond ETF
ICVT
|
+$46.9M |
| 2 |
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
|
+$29.2M |
| 3 |
State Street Industrial Select Sector SPDR ETF
XLI
|
+$28.1M |
| 4 |
Schwab International Equity ETF
SCHF
|
+$27.9M |
| 5 |
iShares MSCI Germany ETF
EWG
|
+$27.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares MSCI Mexico ETF
EWW
|
+$28.5M |
| 2 |
iShares MSCI Spain ETF
EWP
|
+$27.9M |
| 3 |
Schwab International Small-Cap Equity ETF
SCHC
|
+$27.9M |
| 4 |
Schwab Emerging Markets Equity ETF
SCHE
|
+$27.4M |
| 5 |
iShares Core MSCI Europe ETF
IEUR
|
+$26.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 3.61% |
| 2 | Industrials | 1.6% |
| 3 | Consumer Discretionary | 0.99% |
| 4 | Financials | 0.79% |
| 5 | Healthcare | 0.61% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
Costco
COST
$420B
| $801K | 0.27% |
1,417
+1
| +0.1% | +$552 |
|
27
Super Micro Computer
SMCI
$20.1B
| $775K | 0.27% |
28,250
| – | – |
|
28
Valmont Industries
VMI
$9.53B
| $673K | 0.23% |
2,800
| – | – |
|
29
Berkshire Hathaway Class B
BRK.B
$1.13T
| $576K | 0.2% |
1,644
-199
| -11% | -$70.6K |
|
30
State Street Technology Select Sector SPDR ETF
XLK
$124B
| $568K | 0.19% |
6,932
| – | – |
|
31
BP
BP
$107B
| $530K | 0.18% |
13,691
-268
| -2% | -$9.95K |
|
32
WaFd
WAFD
$2.75B
| $487K | 0.17% |
19,000
| – | – |
|
33
iShares 0-5 Year TIPS Bond ETF
STIP
$15.8B
| $485K | 0.17% |
5,000
-22,614
| -82% | -$2.2M |
|
34
Johnson & Johnson
JNJ
$625B
| $470K | 0.16% |
3,018
| – | – |
|
35
Boeing
BA
$185B
| $452K | 0.16% |
2,360
| – | – |
|
36
Alphabet (Google) Class C
GOOG
$4.32T
| $446K | 0.15% |
3,381
+755
| +29% | +$98.2K |
|
|
NVO
37
Novo Nordisk
NVO
$209B
| $442K | 0.15% |
4,860
| – | – |
|
38
Vanguard S&P 500 ETF
VOO
$1.01T
| $382K | 0.13% |
972
+9
| +0.9% | +$3.68K |
|
39
iShares Core S&P Total US Stock Market ETF
ITOT
$97.8B
| $377K | 0.13% |
4,003
+54
| +1% | +$5.31K |
|
40
PepsiCo
PEP
$190B
| $366K | 0.13% |
2,160
+15
| +0.7% | +$2.72K |
|
41
Banner Corp
BANR
$2.4B
| $335K | 0.11% |
7,905
| – | – |
|
42
Tesla
TSLA
$1.3T
| $317K | 0.11% |
1,268
| – | – |
|
43
Enbridge
ENB
$112B
| $262K | 0.09% |
7,814
| – | – |
|
44
Schwab US Large- Cap ETF
SCHX
$74.5B
| $239K | 0.08% |
14,163
| – | – |
|
45
Vanguard Morningstar Mid-Cap ETF
VO
$109B
| $233K | 0.08% |
4,476
+16
| +0.4% | +$877 |
|
46
Walt Disney
DIS
$181B
| $233K | 0.08% |
2,874
| – | – |
|
47
Home Depot
HD
$355B
| $216K | 0.07% |
716
| – | – |
|
48
Procter & Gamble
PG
$339B
| $205K | 0.07% |
1,404
+2
| +0.1% | +$305 |
|
49
NVIDIA
NVDA
$5.42T
| $205K | 0.07% |
4,700
-1,060
| -18% | -$47.5K |
|
50
Palo Alto Networks
PANW
$297B
| $176K | 0.06% |
1,500
-40
| -3% | -$4.73K |
|
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Tradewinds Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Tradewinds Capital Management held 531 positions worth $292M, down 9% from $321M the previous quarter. Its ten largest holdings account for 80% of the portfolio.
Tradewinds Capital Management withdrew a net $17.3M in Q3 2023, closing 24 positions and reducing 41 holdings. Its most notable exit was iShares MSCI Australia ETF, an estimated $677K position sold in full.
By sector, the portfolio is most concentrated in Technology at 3.6% of assets, up from 3.5% a quarter earlier, followed by Industrials and Consumer Discretionary.
Against the trend, Tradewinds Capital Management opened a new position in State Street SPDR Portfolio S&P 500 Growth ETF worth $28.2M.
- Tradewinds Capital Management's largest Q3 2023 buy was State Street SPDR Portfolio S&P 500 Growth ETF: 476,010 shares worth $28.2M.
- Tradewinds Capital Management added most to iShares Convertible Bond ETF in Q3 2023, an estimated $46.9M increase.
- Tradewinds Capital Management's biggest Q3 2023 reduction was iShares MSCI Mexico ETF, cutting an estimated $28.5M.
- Tradewinds Capital Management fully exited iShares MSCI Australia ETF in Q3 2023, selling an estimated $677K.
- Tradewinds Capital Management's ten largest holdings make up 80% of its $292M portfolio in Q3 2023.
- Tradewinds Capital Management opened 49 new positions and closed 24 in Q3 2023.
- Tradewinds Capital Management's portfolio value fell 9% quarter-over-quarter to $292M.
Based on Tradewinds Capital Management's 13F filing for Q3 2023, filed 30 Oct 2023.